Fiduciary advisors in North Carolina

Aberdeen, North Carolina

JG Financial Consulting, based in Aberdeen, North Carolina, has served Sandhills-area seniors for over 20 years with retirement planning, income planning, tax planning, and asset protection services. The firm offers investment management and strategic wealth planning, working with clients to understand their financial goals and develop long-term plans designed to address retirement needs while managing taxes efficiently.

Apex, North Carolina

Hunter Street Investment Advisors is an SEC-registered investment adviser in Apex, North Carolina that operates on a fee-only basis and maintains fiduciary obligations under the Investment Advisers Act of 1940. The firm employs a goal-based planning approach using diversified investment portfolios across multiple account types and household members, with access to stocks, bonds, mutual funds, ETFs, options, and alternative investments through Charles Schwab as custodian. The team brings a combined 125 years of investment management experience and serves both individual and institutional investors without accepting commissions on transactions or product sales.

Asheville, North Carolina

David Plaisance, LUTCF - Financial Advisor at Farther is an investment advisory firm in Asheville, North Carolina. The firm specializes in Estate Planning. The office is open five days a week.

Asheville, North Carolina

Colton Groome Financial has provided financial planning, investment management, and insurance analysis in Asheville since 1950. The firm operates as a fiduciary and follows a discovery-based planning process that begins with understanding the client's goals and life situation before recommending specific strategies or investments. The team includes investment professionals with credentials such as CFA and works with clients across financial planning needs, with a stated emphasis on ongoing plan refinement as circumstances change.

Belmont, North Carolina

Catawba River Capital is a fee-only registered investment advisor and fiduciary firm based in Belmont, North Carolina that provides estate planning, investment management, tax planning, and wealth management services. The firm works with clients through an initial consultation to understand their financial situation, develops a personalized strategy incorporating their goals and risk tolerance, and implements the plan with ongoing monitoring and adjustments. As an independent advisor, the firm does not earn commissions from product sales and structures its services under a single transparent fee model.

Brevard, North Carolina

Encompass Advisors is a fee-only Registered Investment Advisor registered under the North Carolina Investment Advisers Act, operating in Brevard, North Carolina. Founded by Jon Green, who holds credentials as a CPA, CFP, and attorney, the firm works with individuals on estate planning, legacy strategies, and long-term financial preparation, coordinating with clients' other professional advisors. The firm operates under fiduciary obligation and provides access to institutional-grade investment funds to clients with established assets. The firm focuses on clients who prioritize objective financial counsel and comprehensive, transparent planning over commission-based recommendations.

Burlington, North Carolina

Fisher Wealth Management, based in Burlington, North Carolina, offers financial planning, investment management, retirement planning, tax planning, and insurance analysis services. The firm operates as a fee-based advisory practice registered through LPL Financial and holds insurance licenses across multiple states including North Carolina, Virginia, Pennsylvania, California, Florida, South Carolina, and Tennessee. Services are available to residents of a broad geographic footprint across the United States.

Cary, North Carolina

Insurance-Based

Louis Prosser, Agent - New York Life is an insurance-based firm in Cary, North Carolina. Services include Financial Planning and Insurance Analysis. The office has a wheelchair-accessible entrance. The office is open five days a week.

Cary, North Carolina

Fee-Only

Whitener Capital Management, Inc. - Cary is an investment advisory firm in Cary, North Carolina. It acts as a fiduciary. Services include Financial Planning and Investment Management. Compensation is on a fee-only basis. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week.

Cary, North Carolina

Raymond James & Associates is an investment advisory firm in Cary, North Carolina. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Cary, North Carolina

Crescent Private Wealth, based in Cary, North Carolina, provides investment management and wealth management services through Ahmad Quqa, AAMS™. The firm operates as an SEC-registered investment advisor through RFG Advisory, LLC, with securities offerings made by Registered Representatives of Private Client Services (Member FINRA/SIPC). The practice emphasizes a collaborative team approach centered on clients' financial objectives and values-driven planning.

Cary, North Carolina

Pathfinder Wealth Consulting is a financial planning and wealth management firm with offices in Cary and Wilmington, North Carolina, serving clients nationwide. Operating as a fiduciary since 2005, the firm provides personalized financial planning across retirement, investments, tax planning, estate planning, and business succession planning. The firm also serves business owners and executives with integrated personal and business financial strategies, including guidance on executive compensation and employee benefits. They offer both in-person and virtual advisory services.

Cary, North Carolina

Great Plans Capital Management LLC is a fee-based fiduciary advisory firm founded in 1998 by David Fruchter and Jim Baudreau, headquartered in Cary, North Carolina. The firm offers investment management, financial planning, retirement planning, insurance solutions, small business services, and tax and estate coordination, serving business owners, retirees, and families across North Carolina and remotely. The firm operates as an independent practice and collaborates with external tax and legal professionals to integrate client investments, estate planning, and long-term strategies.

Cary, North Carolina

Crescent Private Wealth, based in Cary, North Carolina, offers investment management and wealth management services through a team-oriented approach. The firm's advisory services are provided by RFG Advisory, LLC, an SEC-registered investment adviser, while securities are offered through Private Client Services (Member FINRA/SIPC). The firm emphasizes alignment with client values and long-term partnership, with advisors working collaboratively across the team to address client financial objectives.

Cary, North Carolina

Hicks & Associates Wealth Management is an investment advisory firm in Cary, North Carolina. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 24 Google reviews.

Cary, North Carolina

Fee-Only Independent RIA

Tarheel Advisors is an independent, fee-only registered investment adviser in Cary, North Carolina, staffed by Certified Financial Planners. The firm serves a limited client base and provides custom financial planning alongside investment management, with planning included at no additional cost for investment management clients. The firm has stated a focus on working with retirees and helping them structure retirement savings and investments.

Cary, North Carolina

ECN Legacy Advisors is a financial advisory firm based in Cary, North Carolina, with over 30 years of experience. The firm offers retirement planning, risk management, and legacy planning services, taking a holistic approach that considers clients' goals, values, and family priorities alongside their investments. ECN works collaboratively with clients through education and transparent communication to help guide financial decisions across major life transitions.

Cary, North Carolina

J Bradin Financial is a state-registered investment advisory firm in Cary, North Carolina, specializing in Roth conversion planning and retirement income management for clients with substantial pre-tax retirement savings. The firm operates as a fiduciary and takes a focused, personalized approach, with the principal building each plan individually rather than operating as a large generalist practice. The firm uses a proprietary strategy called the JBF Convert Engine, designed to fund conversion taxes from within the Roth account using tax-free distributions, and employs separately managed accounts custodied at Altruist with full transparency. J Bradin Financial offers an initial free 30-minute consultation to assess whether a conversion strategy applies to a client's specific situation.

Cary, North Carolina

Resonate Private Wealth Management of Raymond James is an investment advisory firm in Cary, North Carolina. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Cary, North Carolina

Carolina Wealth Strategies is a fee-only financial advisory firm based in Cary, North Carolina that serves individuals, families, and business owners. The firm offers investment advice and wealth management services, including strategy design and implementation focused on wealth creation, growth, and preservation.

Chapel Hill, North Carolina

Bolin Creek Wealth Advisors is a fee-only, fiduciary financial planning firm in Chapel Hill, North Carolina, offering hourly financial planning and investment management services at $335 per hour. The firm serves clients approaching retirement, DIY investors seeking portfolio reviews, working couples, and professionals navigating employee benefits, addressing questions around retirement readiness, investment allocation, tax planning, insurance, and estate matters. As an independent firm with no product sales or commission-based compensation, it conducts planning through a seven-step process that includes goal clarification, financial analysis, and recommendations, with typical comprehensive engagements ranging from approximately $2,000 to $10,000 depending on scope.

Chapel Hill, North Carolina

Harmony Group Wealth Advisors is a Chapel Hill–based independent investment advisor serving boomers, entrepreneurs, high-income earners, pre-retirees, retirees, and diverse families including LGBTQ+ couples and blended families. The firm operates as an Investment Advisor Representative under the fiduciary standard and offers financial planning (starting at $4,000 with stress-tested analyses and 12 months of post-delivery support), investment management on an assets-under-management fee basis with complimentary initial review, and hourly consulting at $250/hour; the firm also assists business owners with 401(k) plan administration and buy-sell agreements. Compensation is structured transparently through planning fees, percentage-based investment management fees, or commissions depending on the service, with no corporate sales pressures.

Chapel Hill, North Carolina

Phoenix Wealth Advisors is an investment advisory firm in Chapel Hill, North Carolina. Advisory services are available in English and Spanish. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 2 Google reviews.

Chapel Hill, North Carolina

TrustStone Wealth Partners, LLC is an investment advisory firm in Chapel Hill, North Carolina. Services include Estate Planning. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Chapel Hill, North Carolina

Raymond James & Associates is an investment advisory firm in Chapel Hill, North Carolina. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Chapel Hill, North Carolina

Atlantic Private Wealth is an investment advisory firm in Chapel Hill, North Carolina. The office has a wheelchair-accessible entrance. The office is open five days a week.

Chapel Hill, North Carolina

Hamilton Point Investment Advisors is a privately held investment firm in Chapel Hill, North Carolina, serving individuals, families, and nonprofit organizations with a combined $1 billion in assets under management. The firm offers financial planning and customized investment management supported by advisors holding credentials including CFA, CFP, and CPWA designations. Services include in-house investment research, portfolio construction, and coordinated planning involving tax, legal, and estate considerations delivered through a combination of direct client engagement and technology support.

Chapel Hill, North Carolina

Fee-Only Independent RIA

Tarheel Advisors is a fee-only independent registered investment adviser in Chapel Hill, North Carolina that provides financial planning services delivered by Certified Financial Planners. The firm works with a limited client base and develops custom financial plans for each client; investment management clients receive planning services included with their advisory fee. The firm maintains a particular focus on retirement investors and their planning needs.

Chapel Hill, North Carolina

Old Peak Finance is a fee-only fiduciary firm in Chapel Hill, North Carolina, founded in 2010 by Rick Waechter (CFP®) and now led by a team that includes multiple CFP® professionals. The firm provides comprehensive financial planning and investment management services covering goal-setting, tax planning, estate planning, insurance analysis, and equity compensation strategy (RSUs, stock options, ESPP), with a minimum investment of $3 million; fees are $2,500 quarterly plus 0.35% annually on assets up to $20 million. Old Peak serves high-income professionals and retirees seeking ongoing, integrated financial guidance delivered through team-based advisory relationships rather than individual advisors.

Chapel Hill, North Carolina

Fee-Only Independent RIA

Absher Wealth Management, LLC is an independent ria firm in Chapel Hill, North Carolina. It acts as a fiduciary. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. Compensation is on a fee-only basis. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 3 Google reviews.

Chapel Hill, North Carolina

Stearns Financial Group is an investment advisory firm in Chapel Hill, North Carolina. Services include Financial Planning and Investment Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Charlotte, North Carolina

William Allen II, CIMA® is an investment advisory firm in Charlotte, North Carolina. Services include Financial Planning. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week.

Charlotte, North Carolina

Strathmore Capital Advisors provides financial planning, asset management, and comprehensive wealth management services to individuals, families, business owners, and institutional clients with $1 million or more in investable assets. The firm operates as a fee-only fiduciary across multiple locations including Charlotte, Chapel Hill, Burlington, Glen Allen, Washington DC, Statesville, and Pooler. Their investment approach emphasizes global asset allocation and academic portfolio structure in partnership with Dimensional Fund Advisors, while also integrating tax planning, insurance, estate planning, and behavioral considerations into client strategies.

Charlotte, North Carolina

Phenix Enterprises Inc. is a Charlotte-based business advisory and accounting firm with over 16 years of experience serving clients in North Carolina. The firm offers services in debt management, tax preparation, payroll processing, business formation, accounting, financial analysis, and workers' compensation insurance audits. Operating from their location on Latrobe Drive, they conduct business by appointment and serve both Spanish and English-speaking clients.

Charlotte, North Carolina

Kucharo Wealth is a Charlotte-based financial advisory firm that specializes in serving dentists, orthodontists, and dental practice owners. The firm provides wealth planning, investment management, and customized tax and business planning services, drawing on over 20 years of experience and expertise in dental industry operations and big four accounting backgrounds. Their investment approach emphasizes passive, index-based strategies designed to minimize costs and taxes. The firm works with clients through a structured six-step process beginning with discovery and culminating in ongoing quarterly monitoring and plan adjustments.

Charlotte, North Carolina

CayDen Wealth Management in Charlotte offers financial planning, investment management, and wealth management services led by CERTIFIED FINANCIAL PLANNER™ professionals. The firm operates on a fiduciary basis and coordinates tax planning through its affiliated company, CayDen Tax & Consulting, combining goal-setting, cash flow analysis, and portfolio management as part of a systematic approach to household finances. The practice emphasizes tax-efficient strategies and uses financial planning technology to help clients organize their complete financial picture.

Charlotte, North Carolina

Signature Wealth Strategies is a wealth management firm serving clients throughout the Southeast, including its Charlotte, North Carolina office, with a team of credentialed financial advisors operating since 1970. The firm provides investment management, wealth management, and financial planning services across areas including asset allocation, insurance, tax strategy, estate planning, and retirement income planning through its SignatureLife Framework approach. Advisors hold CFP® certification and offer complimentary initial consultations to discuss clients' financial goals and planning needs.

Charlotte, North Carolina

FA Wealth Advisors is an investment advisory firm in Charlotte, North Carolina. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week.

Charlotte, North Carolina

Blue Financial, based in Charlotte, North Carolina, provides financial planning and retirement planning services with a focus on personalized strategies for retirees. The firm operates as a fiduciary and uses a process called ACE Your Retirement to assess clients' situations across investment allocation, income planning, tax efficiency, and legacy planning. The firm offers complimentary initial reports and strategy reviews, with ongoing monitoring and adjustments as client circumstances change.

Charlotte, North Carolina

Blackbridge Financial, led by CFP® Stu Evans in Charlotte, North Carolina, serves working professionals, business owners, and those approaching or in retirement. The firm uses a three-step process—introductory meeting, discovery, and plan delivery—to develop personalized financial strategies covering investments, tax planning, debt management, retirement income, and business integration. Laurie Spagnaulo, Director of Client Relations with 18+ years in financial services, supports client relationships and account management.

Charlotte, North Carolina

Jacob Downing CFA, CFP® is an investment advisory firm in Charlotte, North Carolina. Services include Financial Planning. Its advisors hold CFA and CFP credentials. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week.

Charlotte, North Carolina

Fee-Only

Modera Wealth Management is an independently owned, fee-only fiduciary firm serving the greater Charlotte area and surrounding regions across North Carolina and South Carolina. The firm offers financial planning, investment management, retirement planning, estate planning, tax planning, and insurance analysis to clients with significant wealth and complex financial situations. Operating with a focus on personalized service and direct client relationships, the firm operates on a fee-only compensation model aligned with client interests.

Charlotte, North Carolina

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Charlotte, North Carolina. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 3-star rating from 4 Google reviews.

Charlotte, North Carolina

Carolina Wealth Advisors of Janney Montgomery Scott is an investment advisory firm in Charlotte, North Carolina. Services include Retirement Planning. The firm specializes in Estate Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

Charlotte, North Carolina

J&G Legacy Financial Group LLC is a Charlotte-based financial planning and investment firm serving first-generation wealth builders, business owners, professionals, and families across multiple life stages. The firm emphasizes a values-driven planning process that begins with understanding clients' priorities and goals before developing personalized strategies covering debt reduction, retirement, education, and wealth transfer. The team combines over five decades of combined experience and conducts regular plan reviews, typically completing initial plans within six weeks. Their approach centers on education, transparent communication, and long-term client partnerships aligned with family values and generational wealth building.

Charlotte, North Carolina

GenWealth Financial Group is a life insurance agency based in Charlotte, North Carolina, founded by Mia Fennell with over seven years of operating history. The firm offers life insurance products (term, whole life, and indexed universal life policies), annuity solutions, final expense planning, Medicare guidance, budgeting services, retirement planning, and estate planning services. The firm positions itself as serving clients across the nation and emphasizes personalized financial guidance for different life stages and goals.

Charlotte, North Carolina

Linden Thomas & Company is an independent, SEC-registered investment management firm and broker-dealer based in Charlotte, North Carolina. The firm's team includes CFP®, CFA®, and other credentialed professionals who construct individual security-based portfolios according to what the firm calls Efficient Portfolio Theory, focusing on portfolio efficiency tailored to client circumstances. Founder Stephen L. Thomas has been recognized 34 times by Barron's, Forbes, and Financial Times as a top wealth manager, and the firm manages assets for private clients with an emphasis on direct institutional-style portfolio management rather than packaged products.

Charlotte, North Carolina

Ritholtz is an investment advisory firm in Charlotte, North Carolina. Services include Investment Management and Retirement Planning. The firm specializes in Wealth Management. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance. The office is open five days a week.

Charlotte, North Carolina

Waverly Advisors is a Charlotte-based wealth management firm offering financial planning, investment management, tax, and estate planning services to private clients. The firm constructs customized portfolios using both traditional asset classes and alternative investments, and provides clients with a dedicated wealth management dashboard and quarterly net-of-fee performance reporting. Waverly employs advisors holding the CLU credential and operates as an independent firm with a stated focus on client-centered service.

Charlotte, North Carolina

United Capital Financial Advisors is an investment advisory firm in Charlotte, North Carolina. Services include Financial Planning and Investment Management. The firm specializes in Retirement Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

Charlotte, North Carolina

Carnegie Private Wealth is an investment advisory firm in Charlotte, North Carolina. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 49 Google reviews.

Charlotte, North Carolina

Independent RIA

Solaris Strategic Wealth is an independent registered investment adviser based in Charlotte, North Carolina, offering financial planning and investment management services. Led by CEO Nicole, the firm serves individuals and couples across various wealth stages, from those beginning their financial journey to those managing established wealth. The firm's approach combines financial planning with a focus on aligning investment strategies with clients' personal values and life goals.

Charlotte, North Carolina

Wealth Enhancement Group is an investment advisory firm in Charlotte, North Carolina. Services include Financial Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 3 Google reviews.

Charlotte, North Carolina

Holland Capital Management is a Charlotte-based wealth management firm led by M. Chad Holland, a CFA and CFP®. The firm provides financial planning, investment management, estate planning, and retirement planning services, with additional offerings in trust advisory, life insurance, and lending options. Holland Capital Management operates under a fiduciary standard and serves high-net-worth individuals and entrepreneurs seeking coordinated planning that integrates tax and estate strategies.

Charlotte, North Carolina

Independent RIA

Capital Wealth Advisors is an independent registered investment adviser based in Charlotte, North Carolina, with approximately $4.5 billion in assets under management and 21 years of business history. The firm provides wealth management, financial planning, and estate planning services through a four-phase planning process encompassing discovery, strategic design, implementation, and periodic review. Services include proprietary research and portfolio construction, tax-aware investment strategies, fixed income management, and access to alternative investments for qualified clients, along with estate transfer strategies and legacy planning support.

Charlotte, North Carolina

The Real Money Coach LLC is a faith-based financial education firm founded by Tony Jackson, offering coaching, workshops, and strategic planning that integrate biblical principles with financial strategies. Tony Jackson is a Certified Financial Education Instructor and Senior Vice President at First Financial Security, Inc., with licenses in over 24 states and experience spanning insurance, financial services, and ministry leadership. The firm serves families, churches, and organizations, with particular focus on economic empowerment in underserved communities. Jackson hosts a regular radio program on Praise Charlotte 102.5 FM and 610 AM and is the author of "Increase, Protect, and Dominate Your Money."

Charlotte, North Carolina

Fee-Only

Modera Wealth Management is an independently owned, fee-only fiduciary firm serving clients throughout the greater Charlotte area and nearby regions. The firm offers financial planning, investment management, retirement planning, tax planning, estate planning, and insurance analysis. With a focus on personalized service, the firm works with clients on comprehensive financial strategies and specific life events, operating multiple office locations across North Carolina and South Carolina.

Charlotte, North Carolina

Merit Financial Advisors is an investment advisory firm in Charlotte, North Carolina. Services include Financial Planning and Investment Management. The firm specializes in Retirement Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Charlotte, North Carolina

Flat Fee

Flat Fee Financial Planning is a Charlotte-based firm founded by CFP® Stephen Boatman that offers estate planning, financial planning, and investment management services using a flat-fee structure rather than assets-under-management percentages. The firm primarily serves investors over 50, dentists, small business owners, and individuals managing sudden money events, with a stated focus on retirement planning, tax-efficient strategies, and investment account management. The firm's process begins with a free consultation, followed by onboarding and ongoing advisory support to help clients implement financial recommendations and track progress toward long-term goals.

Charlotte, North Carolina

Revival Wealth is a Charlotte-based financial advisory firm offering financial and life planning, investment management, tax management, risk management and asset protection, and estate planning services. The firm operates as an independent advisor and describes its approach as collaborative and goal-driven, beginning with an initial conversation to understand client values and priorities before developing a customized financial plan. The firm also provides insurance analysis services.

Charlotte, North Carolina

Rutherford Bryson III, CPA, CFP® is an investment advisory firm in Charlotte, North Carolina. Services include Financial Planning. Its advisors hold CFP and CPA credentials. The office has a wheelchair-accessible entrance. The office is open daily.

Charlotte, North Carolina

GCG Wealth Management, headquartered in Charlotte, North Carolina, provides financial planning, investment management, and wealth management services to individuals and business owners. The firm employs multiple financial advisors holding credentials including CFP®, ChFC®, CPA, and CLU®, and offers services spanning financial planning, business succession planning, tax-efficient wealth transfer strategies, and risk management. Established in the 1970s with current ownership and management in place since 1994, the firm operates with a team-based approach and maintains satellite offices in addition to its main Charlotte location.

Charlotte, North Carolina

Frontier Wealth Advisors serves individuals, families, business owners, and high-net-worth clients in the Charlotte, Matthews, and Indian Land area with financial planning, investment management, and insurance analysis. The firm offers services including retirement planning, tax strategy, estate planning, 401(k) rollovers, and business succession planning, with particular focus on insurance protection as part of comprehensive financial strategies. They work with retirees, executives, professionals, and small business owners to address personalized financial goals and complex compensation or wealth considerations.

Charlotte, North Carolina

Level Wealth Management is a fee-only financial advisory firm operating in Greensboro and Charlotte, North Carolina, with virtual service available nationwide. The firm, founded by CFP® Aaron Parrish, charges a flat annual fee of $12,000 and provides comprehensive financial planning, investment management, and tax planning services while acting as a fiduciary. The team holds Certified Financial Planner™ and Tax Planning Certified Professional® credentials, and offers clients unlimited access to address financial questions alongside semi-annual service meetings. Services span retirement planning, portfolio management, tax optimization, Social Security strategy, estate planning, and insurance review.

Cornelius, North Carolina

Lake Norman Advisors is an investment advisory firm in Cornelius, North Carolina. Services include Estate Planning and Financial Planning. The firm specializes in Investment Management and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week.

Cramerton, North Carolina

Retirement Transition Advisory Group is an investment advisory firm in Cramerton, North Carolina. The firm specializes in Retirement Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 21 Google reviews.

Denver, North Carolina

Peoples Investment Services, Inc. - Raymond James is an investment advisory firm in Denver, North Carolina. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Durham, North Carolina

Fryar Financial LLC is an investment advisory firm in Durham, North Carolina. Services include Financial Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 4 Google reviews.

Durham, North Carolina

Insurance-Based

Northwestern Mutual is an insurance-based firm in Durham, North Carolina. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance.

Edenton, North Carolina

Independent RIA

Carolina Business Broker - Murphy Business Sales - Triangle & Eastern NC is an independent ria firm in Edenton, North Carolina. It acts as a fiduciary. The office has a wheelchair-accessible entrance. The office is open six days a week, including Saturdays. It holds a 4.6-star rating from 11 Google reviews.

Fayetteville, North Carolina

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Fayetteville, North Carolina. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 3-star rating from 2 Google reviews.

Fayetteville, North Carolina

Insurance-Based

Northwestern Mutual is an insurance-based firm in Fayetteville, North Carolina. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance.

Fuquay-Varina, North Carolina

Independent RIA

Richon Planning is an independent registered investment adviser based in Fuquay-Varina, North Carolina, offering financial planning, investment management, retirement planning, estate planning, and insurance analysis services. The firm specializes in working with individuals approaching or in retirement, particularly those with multiple employer retirement accounts, and uses a four-step planning process to consolidate and clarify clients' financial situations. The principal, Peter Richon, and his team focus on retirement-focused households across North Carolina and nationally, with an emphasis on transparency and long-term relationship building.

Gastonia, North Carolina

WMS Advisors is a financial planning and investment advisory firm based in Gastonia and Charlotte, North Carolina, with more than 35 years of industry experience. The firm serves individuals, families, small businesses, and nonprofits across the country, offering personalized investment management using global diversification strategies and customized financial planning aligned to client goals and risk tolerance. The team includes a CFP® practitioner and a ChFC® credential holder, both securities-registered, and operates on a fee-based independent advisory model.

Greensboro, North Carolina

King Capital Management is an investment advisory firm in Greensboro, North Carolina. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open daily.

Greensboro, North Carolina

Scott Private Wealth Group is an investment advisory firm in Greensboro, North Carolina.

Greensboro, North Carolina

Vero Wealth Management provides investment management and wealth planning services in Greensboro, North Carolina, with particular focus on retirement strategy. The firm serves individuals nearing retirement, business owners and executives, and dedicated savers, employing a four-step process that includes initial consultation, goal discovery, strategy development, and ongoing client engagement. Services encompass retirement planning, corporate retirement plan analysis, and tax planning. Led by managing partner Stephen with over 30 years of experience, the firm emphasizes a relationship-based approach grounded in integrity and stewardship.

Greensboro, North Carolina

TMRW Wealth is a financial advisory firm based in Greensboro, North Carolina, offering financial planning, investment management, and insurance analysis services. The firm specializes in serving foundations and nonprofit organizations, working with them on governance, stakeholder education, and fund management aligned with their organizational missions.

Greensboro, North Carolina

Glenn Person - Raymond James is an investment advisory firm in Greensboro, North Carolina. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Greensboro, North Carolina

Fee-Only Independent RIA

Tarheel Advisors is an independent, fee-only registered investment adviser based in Greensboro, North Carolina, offering financial planning and investment management services. The firm works with a limited client base and employs Certified Financial Planners to develop customized financial plans; investment management clients receive planning services at no additional charge. The firm serves retirees and other investors seeking guidance on managing accumulated savings and retirement assets.

Greensboro, North Carolina

Starling Wealth Management LLC, based in Greensboro, North Carolina, is led by Tripp Starling, a Senior Financial Advisor with over 25 years of investment experience and credentials including RICP®, CPFA®, and ChSNC®. The firm offers retirement income planning, investment advisory, brokerage services, life insurance, long-term care insurance, and securities-based lending, with particular expertise in retirement planning and specialized financial planning for individuals with special needs. Affiliated with LPL Financial, the firm works through a client-discovery process centered on understanding each client's personal financial goals and circumstances.

Greensboro, North Carolina

Kingsview Partners - Avery Madsen Group is an investment advisory firm in Greensboro, North Carolina. The office has a wheelchair-accessible entrance. The office is open daily.

Greensboro, North Carolina

Kingsview Partners - Greer Ducker and Lisa Rosenberg is an investment advisory firm in Greensboro, North Carolina. The office has a wheelchair-accessible entrance. The office is open daily.

Greensboro, North Carolina

Insurance-Based

Northwestern Mutual is an insurance-based firm in Greensboro, North Carolina. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning. Appointments are recommended. The office is open five days a week. It holds a 3-star rating from 2 Google reviews.

Greenville, North Carolina

CrossGen Wealth is a financial advisory firm in Greenville, North Carolina that serves individuals, families, business owners, and women through personalized wealth management and financial planning. The firm specializes in retirement income planning, tax-efficient withdrawal strategies, estate and legacy planning, business succession planning, and education and homeownership planning for families. Their process involves discovering client goals and values, designing customized strategies that integrate investments and tax efficiency, implementing the plan, and conducting regular reviews to adapt to life changes.

Greenville, North Carolina

Fee-Only Independent RIA

Carolina Wealth Management is an independent registered investment advisor operating on a fee-only basis with offices in Greenville and Pinehurst, North Carolina. The firm offers investment management, retirement planning, and wealth management services, including fiduciary wealth management, retirement income strategy, and estate and legacy planning. Led by Managing Partner David Damm and President Derek Pszenny, the team includes advisors holding credentials such as CFP®, AIF®, and CRPS®. The firm structures its practice around fiduciary principles, with all recommendations intended to align with client objectives.

Greenville, North Carolina

Insurance-Based

Northwestern Mutual is an insurance-based firm in Greenville, North Carolina. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance.

Greenville, North Carolina

Insurance-Based

J W. Hollingsworth JR, Insurance Professional - New York Life is an insurance-based firm in Greenville, North Carolina. Services include Financial Planning and Insurance Analysis. The office has a wheelchair-accessible entrance. The office is open daily.

Hampstead, North Carolina

Castle Coast Wealth provides advisory services to families and business owners in Hampstead, North Carolina, focusing on long-term wealth strategies and multi-generational planning. The firm serves clients across different life stages, including those managing business ownership complexities, retirement transitions, and family wealth succession. The practice emphasizes relationship-based advisory grounded in client experience and trust.

Harrisburg, North Carolina

Raymond James | Horton Wealth Management is an investment advisory firm in Harrisburg, North Carolina. Services include Financial Planning and Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 4 Google reviews.

Hendersonville, North Carolina

Mariner is an investment advisory firm in Hendersonville, North Carolina. The office has a wheelchair-accessible entrance. The office is open five days a week.

Hendersonville, North Carolina

Benefit Planners, based in Hendersonville, North Carolina, provides retirement planning and insurance analysis services to pre-retirees and retirees throughout the United States. Founder Frank Cox, with over 38 years of industry experience, leads a team offering services including Social Security strategy analysis, retirement plan stress-testing, IRA rollover guidance, and insurance products such as Medicare supplements, long-term care, and life insurance. The firm conducts detailed financial analysis using comprehensive planning platforms and provides clients access to a portal for tracking plan performance and account values. The practice operates on both in-person and virtual bases to accommodate clients' schedules.

Hendersonville, North Carolina

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Hendersonville, North Carolina. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Hendersonville, North Carolina

J. Biance Financial, based in Hendersonville, North Carolina, offers retirement planning and financial advisory services through a proprietary process called the Retirement Design System®. The firm provides investment advisory services through AE Wealth Management, LLC (a registered investment advisor) and insurance products including annuities through J. Biance Wealth Management, LLC. Justin Biance, the principal, holds CFP® and CEP designations and has been named to Forbes' Top Financial Security Professionals list multiple years. The firm's planning approach encompasses investment, income, tax, healthcare, and legacy planning components delivered through a three-step discovery and design process.

Hickory, North Carolina

Setzer Financial is an investment advisory firm in Hickory, North Carolina. The office has a wheelchair-accessible entrance. The office is open five days a week.

Hickory, North Carolina

MG Partners Private Wealth is a wealth management firm in Hickory, North Carolina, founded by two entrepreneurs with over 50 years of combined industry experience. The firm operates as an investment fiduciary in advisory accounts and offers investment management, estate and trust planning, business consulting, and multi-generational wealth planning. Co-founders Noah Geoghegan (CTFA) and Tom Minami (CFP®, CFA®) serve high-net-worth individuals, entrepreneurs, and those with established generational wealth, focusing on customized financial strategies aligned with each client's specific objectives.

Hickory, North Carolina

Dean Financial LLC is an investment advisory firm in Hickory, North Carolina. Services include Financial Planning and Investment Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.9-star rating from 29 Google reviews.

High Point, North Carolina

Thompson Wealth Management & Partners, based in High Point, North Carolina, offers financial planning and wealth management services to business owners, professionals, and retirees. The firm employs a structured planning process designed to organize client finances and guide decision-making across market cycles. The practice serves clients at various wealth stages and emphasizes consistent communication and a systematic approach to financial guidance.

High Point, North Carolina

Insurance-Based

Prudential Advisors is an insurance-based firm in High Point, North Carolina. The office has a wheelchair-accessible entrance. The office is open five days a week.

High Point, North Carolina

Signature Wealth Strategies, based in High Point, North Carolina, offers investment management and wealth management services with a planning framework that addresses asset allocation, tax strategy, business succession, insurance, estate planning, and retirement income. The firm's advisors hold CFP certification and have been operating since 1970, operating across multiple Southeast locations. The company structures its approach around understanding client goals and providing coordinated wealth management support, including tax planning strategies and business advisory services for owners and entrepreneurs.

Holly Springs, North Carolina

Sterling Fox Financial Services in Holly Springs, North Carolina offers retirement planning, investment management, and estate planning services, with a stated focus on retirement as a specialty. The firm provides financial planning on both one-time and ongoing bases, manages portfolios across multiple vehicle types, and coordinates with other professionals such as CPAs and attorneys on legacy matters. Additional services include insurance analysis, college planning, tax planning, charitable giving strategies, and employer retirement plan reviews. The firm follows a three-step advisory process centered on listening to client goals, developing personalized plans, and actively monitoring them over time.

Huntersville, North Carolina

Insurance-Based

Northwestern Mutual is an insurance-based firm in Huntersville, North Carolina. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance.

Huntersville, North Carolina

MB Wealth Advisors provides financial planning and investment management services from its Huntersville, North Carolina office, serving both local and national clients. The firm operates on a fiduciary basis and emphasizes personalized planning built around each client's individual circumstances and objectives, with a stated commitment to direct communication and customized strategy development. The firm handles retirement planning and wealth management through in-person consultations and offers ongoing advisory relationships from planning through implementation and review.

Lenoir, North Carolina

Lazo Financial Group is a woman- and minority-owned accounting and tax advisory firm based in Lenoir, North Carolina, established in 2015. The firm serves business clients with bookkeeping, payroll processing, financial reporting, tax preparation across multiple industries (construction, real estate, healthcare, nonprofits, retail), estate planning, and business insurance analysis. Operating with bilingual English-Spanish staff and over 35 years of combined team experience, the firm offers services from startups to established companies and welcomes walk-in clients, including first responders, military personnel, and seniors with available discounts.

Locust, North Carolina

Water Oak Investments, based in Locust, North Carolina, has served clients since 1999 and is led by Mark Metzger, who brings 27 years of professional experience in financial advisory services. The firm focuses on income-producing assets and wealth strategy for families, particularly those with Christian values, and emphasizes practical, experience-based guidance grounded in the principal's own real-world investment and business background. The team includes financial advisors Ethan Edwards and client service specialist Ron Cartier, and about half of new clients arrive through referrals.

Matthews, North Carolina

Sarah N. Reames, CPA, PLLC is an investment advisory firm in Matthews, North Carolina. Services include Financial Planning, Investment Management, and Tax Planning. Its advisors hold CPA credentials. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.3-star rating from 15 Google reviews.

Matthews, North Carolina

Catt Wealth Consulting is an investment advisory firm in Matthews, North Carolina. The office has a wheelchair-accessible entrance. The office is open five days a week.

Mooresville, North Carolina

Livingston Financial & Wealth Management is an investment advisory firm in Mooresville, North Carolina. Services include Financial Planning, Investment Management, and Retirement Planning. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 6 Google reviews.

Morehead City, North Carolina

LPL Financial is an advisory firm based in Morehead City, North Carolina, with over 70 years of combined experience among its team. The firm provides financial planning services with a focus on client education and relationship building. LPL Financial works with clients to clarify financial goals and provide the tools and expertise needed to pursue them.

Morehead City, North Carolina

Valley Wealth Group is a financial advisory firm located in Morehead City, North Carolina that provides financial planning and retirement planning services. The firm emphasizes a client-centered approach to wealth management, working with individuals and families to develop personalized strategies aligned with their specific circumstances and long-term financial objectives.

Morehead City, North Carolina

Good Life Financial Advisors of Morehead City is an independent financial advisory firm offering retirement planning, investment management, and insurance products to clients in North Carolina. The firm is led by wealth advisors Tiffany Grammer-Newlin and Steven Jones, who work with clients to develop personalized financial plans based on individual circumstances and objectives. As an independent advisor, the firm indicates it maintains flexibility in fee structures and access to a range of investment products across mutual funds and stocks.

New Bern, North Carolina

Pellman Financial Group is an investment advisory firm in New Bern, North Carolina. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open six days a week, including Saturdays.

New Bern, North Carolina

Legacy Financial Advisors is an independent financial planning firm in New Bern, North Carolina, led by Mark E. Conard, who holds CFP®, AIF®, and RICP® credentials. The firm provides retirement planning and investment management services to individuals, families, pre-retirees, retirees, business owners, and military service members, following CFP® principles to develop customized financial strategies. The firm operates through a network of specialist professionals and emphasizes a planning process that educates clients about their financial situation and aligns recommendations with their long-term objectives.

New Bern, North Carolina

Overman Capital Management is a financial advisory firm in New Bern, North Carolina that offers asset management, ongoing financial consulting, and project-based advisory services. The firm provides guidance across retirement planning, education funding, estate planning, Social Security strategies, and investment portfolio analysis, operating under three fee models: assets under management at 0.75%–1.50%, monthly consulting at $200/month plus a $500 onboarding fee, and project-based fees starting at $1,000. The team combines nearly 50 years of collective financial services experience and works with clients nationwide, offering services to individuals navigating retirement transitions, education savings, major life events, and estate and legacy planning.

New Bern, North Carolina

Aiken Moser Wealth Management Group, located in New Bern, North Carolina, provides estate planning, investment management, retirement planning, and wealth management services. The firm uses an investment planning process to develop customized retirement income strategies, helping clients evaluate income sources, expenses, asset allocation, and legacy considerations through an ongoing annual review approach.

New Bern, North Carolina

Signature Wealth Strategies offers financial planning and wealth management services with a multi-faceted approach that addresses investment allocation, insurance needs, tax planning, estate planning, and retirement income strategies. The firm has been operating since 1970 and maintains offices throughout the Southeast, including in New Bern, North Carolina, staffed by credentialed advisors including Certified Financial Planners. The firm emphasizes a relationship-centered planning process and provides complimentary initial consultations to prospective clients.

Oak Ridge, North Carolina

Independent RIA

Parabla LLC is an independent registered investment advisor founded in 2023 by Phillip Hanks, CFP®, operating from Oak Ridge, North Carolina. The firm offers financial planning and portfolio management services, utilizing a blend of passive and active investment strategies with custodians including Schwab and Altruist. Hanks charges portfolio management fees ranging from 0.25% to 1% of assets under management annually, depending on account size, with financial planning fees based on scope of work. As a fiduciary RIA, the firm is legally obligated to act in clients' best interests.

Pinehurst, North Carolina

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Pinehurst, North Carolina. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Pinehurst, North Carolina

Insurance-Based

Northwestern Mutual is an insurance-based firm in Pinehurst, North Carolina. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended.

Pinehurst, North Carolina

Walters Wealth Management, based in Pinehurst, North Carolina, offers investment management and wealth planning services with a focus on retirement income strategies and legacy planning. Founded and led by Thomas P. Walters II, a Registered Investment Advisor with over 30 years of industry experience, the firm works with individuals and families using a process called On Time Retirement planning. The team includes Patrick Walters III, a retirement planner with securities licenses (Series 7 and 65), and administrative staff. The firm provides educational seminars on retirement income, tax planning, and wealth transfer strategies.

Raleigh, North Carolina

Independent RIA

Bowers Private Wealth Management is an independent registered investment adviser in Raleigh, North Carolina that provides financial planning, investment management, and insurance analysis to small-business owners and equity-compensated professionals in technology and biotech, particularly those balancing care for aging parents and children. The firm structures its engagement around a defined process beginning with discovery and information gathering, followed by analysis and recommendations, and ongoing progress reviews aligned with clients' stated goals and life changes.

Raleigh, North Carolina

Kent Thompson is a CFP and MSFS credential holder operating Capitol Financial Solutions in Raleigh, North Carolina. The firm employs a team-based approach and utilizes a four-step personalized process to help clients with retirement planning, investment strategy, and broader financial decisions across areas including insurance and risk management. The practice emphasizes understanding each client's risk tolerance, time horizon, and objectives before developing balanced strategies.

Raleigh, North Carolina

H & M Financial Group LLC, an LPL Financial affiliate based in Raleigh, North Carolina, offers financial planning, investment management, and insurance analysis services with a focus on insurance planning. The firm's approach centers on understanding client objectives through an initial meeting, conducting detailed exploration of financial circumstances, developing a customized strategy, and providing ongoing plan adjustments as life circumstances evolve. Their stated planning process emphasizes current financial protection alongside future goal planning with attention to tax efficiency.

Raleigh, North Carolina

Nelson Wealth Advisors is an investment advisory firm in Raleigh, North Carolina. The office has a wheelchair-accessible entrance. The office is open five days a week.

Raleigh, North Carolina

Wealth Enhancement Group is an investment advisory firm in Raleigh, North Carolina. Services include Financial Planning and Investment Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week.

Raleigh, North Carolina

Pendleton Financial is an investment advisory firm in Raleigh, North Carolina. Services include Financial Planning and Investment Management. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 24 Google reviews.

Raleigh, North Carolina

Stone Legacy Capital is a Raleigh-based financial advisory firm that applies a family office approach to clients across all asset levels. The firm offers integrated financial planning services including retirement planning, investment management, estate planning review, insurance analysis, and tax optimization. Stone Legacy Capital uses a four-step process—connecting with clients to understand their situation, developing customized strategies, implementing plans, and providing ongoing monitoring and adjustments. The firm has a combined 25+ years of experience and emphasizes a collaborative, relationship-focused approach to financial decision-making.

Raleigh, North Carolina

Wirehouse

Berra-Griffin Wealth Management Group operates as part of Wells Fargo Advisors in Raleigh, North Carolina, providing investment management and wealth planning services. The team uses financial planning software to develop personalized strategies across investment planning, tax reduction, legacy planning, and alternative investments, serving clients through a multi-generational relationship approach. The firm has received multiple Forbes recognitions for wealth management and advisory services. The group consists of five advisors with over 100 years of combined experience.

Raleigh, North Carolina

Miner Wealth Management is a fee-only financial planning and investment management firm based in Raleigh, North Carolina, founded by Matt Miner, a CFP® professional. The firm serves high-income professionals and families both locally and nationally, operating as a fiduciary and offering customized financial planning, investment management, and tax optimization services. Their process involves client discovery, proposal and pricing discussion, document organization, plan development, implementation support over three to six months, and ongoing advisory check-ins. The firm targets professionals, entrepreneurs, and families seeking to align their finances with their values and goals.

Raleigh, North Carolina

Merit Financial Advisors is an investment advisory firm in Raleigh, North Carolina. Services include Financial Planning and Investment Management. The firm specializes in Retirement Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

Raleigh, North Carolina

Compass Financial Group is an investment advisory firm in Raleigh, North Carolina. Services include Financial Planning and Investment Management. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.9-star rating from 32 Google reviews.

Raleigh, North Carolina

Fee-Only Independent RIA

Olde Raleigh Financial Group is an independent, fee-only registered investment advisor in Raleigh, North Carolina, operating on an employee-owned model. The firm provides retirement planning, tax planning, investment management, estate planning, insurance analysis, and college savings planning to clients seeking personalized guidance. Its five-member team emphasizes a disciplined investment process tailored to individual circumstances rather than standardized portfolios, and includes professionals spanning multiple generations. The firm also offers ancillary services such as 401(k) allocation guidance, Social Security analysis, long-term care planning, charitable giving strategies, and professional service referrals.

Raleigh, North Carolina

Trillium Wealth is an SEC-registered investment advisor operating as a fiduciary across six nationwide offices, including a Raleigh, North Carolina location. The firm provides integrated financial planning services spanning portfolio management, retirement income strategies, tax planning, estate planning, business exit planning, and insurance evaluation, coordinated to address clients' complete financial picture. Team members hold credentials including CFP®, CPWA®, and CEPA designations, and the firm works collaboratively with clients' other professional advisors. Services address life transitions, ongoing portfolio monitoring, and specialized planning for business owners and high-net-worth clients.

Raleigh, North Carolina

Fee-Only Independent RIA

Financial Symmetry is an independent ria firm in Raleigh, North Carolina. It acts as a fiduciary. Services include Financial Planning and Investment Management. Compensation is on a fee-only basis. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.8-star rating from 14 Google reviews.

Raleigh, North Carolina

Pursuit Wealth Strategies is a Raleigh-based wealth management firm founded by Pamela S. Rigsby, CFP®, CPFA®, and now includes partners Kelsey D. Plummer, CFP®, AAMS® and Adam W. Boor, CFP®, MBA. The firm provides investment management and wealth planning services to executives, business owners, women, and families, with a stated focus on business succession planning, corporate executive strategies, life transitions, and intergenerational wealth transfer. The firm's process involves learning client goals and concerns, designing a customized strategy, implementing it, and adjusting as circumstances change.

Raleigh, North Carolina

Peace of Mind Wealth Management serves residents of Raleigh and Durham/Chapel Hill with integrated financial planning across investments, income, taxes, estate planning, and healthcare. The firm operates under a single transparent fee model and employs a three-phase planning process called the Peace of Mind Pathway to coordinate retirement, investment, and estate strategies.

Raleigh, North Carolina

Fee-Based + Fee-Only + Flat Fee Independent RIA

Ark Royal Wealth Management is an independent, SEC-registered investment adviser in Raleigh, North Carolina that provides financial planning, investment management, and retirement planning services. The firm operates as a fiduciary and offers fee-only and fee-based compensation structures, with advisors holding CFP credentials. The firm coordinates investments, tax planning, and financial decisions around clients' personal goals rather than focusing solely on account performance.

Reidsville, North Carolina

Insurance-Based

Northwestern Mutual is an insurance-based firm in Reidsville, North Carolina. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance. It holds a 3-star rating from 4 Google reviews.

Roxboro, North Carolina

Horner Financial Services is an investment advisory firm in Roxboro, North Carolina. Services include Retirement Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 2 Google reviews.

Sanford, North Carolina

Insurance-Based

Northwestern Mutual is an insurance-based firm in Sanford, North Carolina. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance.

Sanford, North Carolina

Legacy Asset Strategies in Sanford, North Carolina offers retirement planning and financial advisory services for individuals and couples. The firm addresses retirement-specific risks including market volatility, withdrawal sustainability, longevity, and long-term care expenses through customized strategies that account for each client's unique circumstances, risk tolerance, and timeline. Led by Financial Advisor Christian Stephens and supported by Office Manager Cydney Bennett, the firm emphasizes relationship-based service and operates as an associated person of Cetera Wealth Services LLC, a FINRA/SIPC member.

Seven Lakes, North Carolina

Kevin Gustafson Financial operates as part of Osaic Wealth with offices in Seven Lakes, North Carolina and Appleton, Wisconsin, offering financial planning, retirement planning, wealth management, and tax and estate planning services. The firm operates on a fee-based and commission model and maintains fiduciary obligations to clients. The team includes advisors holding Series 7, 24, 51, 63, 65, and 66 licenses along with insurance credentials and specialized certifications such as Certified Retirement Plan Counselor. The practice emphasizes personalized planning through an initial complimentary financial assessment followed by ongoing monitoring and client access to online portals for account management.

Southern Pines, North Carolina

Fee-Only Independent RIA

Dreher Financial Partners is an independent, fee-only registered investment adviser in Southern Pines, North Carolina, providing financial planning and investment management services. The firm's principals—Founder Sam Dreher, Managing Partner Tom Velevis, and Partner Michael White—hold CFP certifications and bring combined investment and planning experience exceeding 85 years. The firm constructs individualized investment portfolios using a balanced approach across growth and income assets, and offers comprehensive planning services including retirement, education, tax, estate, and risk management analysis. Client relationships are structured through an initial no-cost consultation followed by a documented planning process and ongoing portfolio management.

Southern Pines, North Carolina

Good Life Financial Advisors of NC, based in Southern Pines, offers financial planning and investment management with over 30 years of experience serving clients across North Carolina and the Southeast. The firm employs a three-step planning process that begins with understanding client circumstances and aspirations, moves into detailed financial analysis, and culminates in a personalized financial roadmap. Services include retirement income planning, Social Security optimization, investment strategy, insurance planning (life, long-term care, and Medicare), and estate planning, delivered through partnerships with Good Life Companies and LPL Financial.

Southern Pines, North Carolina

Align Financial Planning is a fee-only fiduciary firm founded by Katy Stevick, located in Southern Pines, North Carolina, serving professional women, military families, business owners, and busy parents. The firm provides financial planning and investment management services through a structured process that begins with goal-setting and continues with quarterly reviews. With over a decade of experience, Stevick operates on a commission-free model with flexible monthly or quarterly fee arrangements, and offers both planning guidance and optional portfolio management tailored to clients' long-term objectives and values.

Southern Pines, North Carolina

Fidelis Financial is an investment advisory firm in Southern Pines, North Carolina. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 10 Google reviews.

Southport, North Carolina

Wealth Preservation Associates, based in Southport, North Carolina, specializes in retirement planning for individuals who are already retired or approaching retirement. The firm offers securities through LPL Financial and is registered with FINRA and SIPC. The advisors work to understand each client's specific circumstances and develop individualized plans to guide their financial decisions.

Statesville, North Carolina

Insurance-Based

Northwestern Mutual is an insurance-based firm in Statesville, North Carolina. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. The office has a wheelchair-accessible entrance.

Waxhaw, North Carolina

Admiralty Wealth Management is an investment advisory firm in Waxhaw, North Carolina. The firm specializes in Investment Management, Retirement Planning, and Wealth Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.9-star rating from 14 Google reviews.

Weaverville, North Carolina

Pioneer Wealth Management is an investment advisory firm in Weaverville, North Carolina. The firm specializes in Investment Management and Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Wilson, North Carolina

StayGoldenCapital is an investment advisory firm in Wilson, North Carolina.

Winston-Salem, North Carolina

Signature Wealth Strategies in Winston-Salem provides financial planning and investment management to families and business owners across the greater High Country area. The firm's advisors hold credentials including AAMS and CFP®, and work collaboratively with clients' external professionals such as CPAs and estate attorneys. Services include portfolio management, business succession and asset protection planning, insurance review, tax optimization, and retirement income strategies. The firm, part of a larger regional group established in 1970, emphasizes a relationship-centered approach and offers complimentary consultations.

Winston-Salem, North Carolina

Fortis Capital Advisors is a wealth management firm in Winston-Salem, North Carolina that provides financial planning and investment management services, with a particular focus on small business owners. The firm operates as a boutique practice emphasizing integrated guidance across planning, investments, protection, and tax strategy, with a team of over 30 advisors. Fortis Capital structures its engagement around the principle that financial decisions are interconnected, and it adjusts client strategies as circumstances and priorities evolve.

Winston-Salem, North Carolina

Wealth Enhancement Group is an investment advisory firm in Winston-Salem, North Carolina. Services include Financial Planning and Investment Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 3-star rating from 2 Google reviews.

Winston-Salem, North Carolina

Cannon Wealth Management is a Winston-Salem-based firm providing investment management and wealth management services to business owners, physicians, dentists, executives, and high-net-worth individuals with at least $1 million in investable liquid assets. The firm employs a tax-focused approach and addresses retirement planning, estate and legacy planning, risk management, and investment guidance tailored to each client segment's specific needs. Cannon Wealth Management works with business owners earning $500,000 or more in net income and draws on decades of experience serving medical and dental professionals. The firm provides customized financial planning across multiple life stages and financial situations.

Winston-Salem, North Carolina

Semmax Financial Group, Inc. is an investment advisory firm in Winston-Salem, North Carolina. Services include Retirement Planning. The firm specializes in Investment Management and Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 3 Google reviews.