Fiduciary advisors in California

Alhambra, California

Mandalay Insurance and Financial Services is an investment advisory firm in Alhambra, California. Services include Insurance Analysis. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 25 Google reviews.

Aliso Viejo, California

Eden Financial, based in Aliso Viejo, California, offers financial planning and investment management services led by founder Nycole, a CFP® and Behavioral Financial Advisor (BFA™) who has worked in financial services since 2012. The firm serves young families, entrepreneurs, and women across California and the United States, with a focus on tax planning, behavioral finance, and comprehensive planning that encompasses budgeting, debt management, retirement, estate planning, and investment guidance. Eden Financial provides both full-service planning and à la carte services, with ongoing 1:1 coaching available to clients; Nycole holds Series 7 and Series 66 licenses and maintains memberships in professional organizations including NAPFA, XYPN, and the Financial Planning Association.

Anaheim, California

Diversified Investment Services is a financial advisory firm based in Anaheim, California that offers retirement planning, college savings strategy, estate planning, tax planning, risk management, and business planning services. The firm works with clients to develop customized financial strategies through a structured planning process that addresses investing, tax efficiency, asset protection, and long-term wealth management. Services are designed for individuals at various life stages seeking to align their financial decisions with personal goals and objectives.

Anaheim, California

Insurance-Based

Nazih Yehya, Wealth Advisor - Eagle Strategies is an insurance-based firm in Anaheim, California. Services include Financial Planning and Insurance Analysis. The office has a wheelchair-accessible entrance. The office is open five days a week.

Anaheim, California

Jack Keeter & Associates is a financial advisory firm in Anaheim, California offering investment, retirement planning, estate planning, and insurance services. The firm employs a team-based approach with over 100 years of combined professional experience, focusing on personalized strategies for retirement and wealth management. The practice emphasizes client education and takes a proactive stance in developing strategies aligned with individual financial goals.

Anaheim, California

Robert Meaux - Thrivent is an investment advisory firm in Anaheim, California. Services include Estate Planning and Financial Planning. Service options include online appointment booking. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week.

Anaheim, California

US Financial Services & Solutions is an investment advisory firm in Anaheim, California. Services include Estate Planning and Insurance Analysis. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Anaheim, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Anaheim, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. The office has a wheelchair-accessible entrance. The office is open six days a week, including Saturdays.

Bakersfield, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Bakersfield, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. It holds a 2.6-star rating from 7 Google reviews.

Bakersfield, California

Insurance-Based

Northwestern Mutual - Bakersfield is an insurance-based firm in Bakersfield, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week.

Bakersfield, California

Pensionmark Retirement Group is an investment advisory firm in Bakersfield, California. The firm specializes in Retirement Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

Bakersfield, California

The Ameriflex Group is an investment advisory firm in Bakersfield, California. Services include Financial Planning and Investment Management. Service options include online appointment booking. Appointments are recommended. The office is open five days a week. It holds a 5-star rating from 6 Google reviews.

Bakersfield, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Bakersfield, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 3-star rating from 2 Google reviews.

Bakersfield, California

Just Build Wealth, based in Bakersfield, California, is operated by Michael Ross, who brings over 40 years of experience in financial markets and portfolio management. The firm serves both individual investors and financial advisors, focusing on portfolio construction centered on US stocks and bonds as an alternative to global diversification strategies. Ross offers educational resources and consulting through published works and advisory services aimed at helping clients and advisors refine their investment approaches.

Berkeley, California

Tammy Plotkin-Oren operates TPO Financial and Insurance Services in Berkeley, California, providing financial planning with a focus on retirement planning and investment management. The firm collaborates with clients' existing professional advisors and maintains relationships with insurance providers including Ash Brokerage to offer life insurance, long-term care, disability income, and annuity solutions.

Berkeley, California

North Berkeley Wealth Management, operating since 2005, is a registered investment advisor serving clients in Berkeley, California. The firm provides financial planning and investment management on a fee-only basis, with services spanning retirement planning, estate planning, tax analysis, insurance planning, and customized portfolio construction. Operating as a fiduciary, the firm emphasizes values-aligned investing and impact investing options, and addresses planning needs across retirement, education funding, charitable giving, and inherited assets.

Beverly Hills, California

FACT Advisors operates in Beverly Hills and Las Vegas, offering financial planning, tax planning, bookkeeping, payroll services, and cryptocurrency advisory to individuals, businesses, and startups. The firm is led by Founder and CEO Jean-Pierre Sfeir, who brings over 15 years of international financial experience, along with a director of tax and accounting and chief developer officer. Services span financial modeling, investment strategies, business formation, tax preparation, and crypto guidance, serving clients across technology, real estate, hospitality, construction, and entertainment sectors.

Beverly Hills, California

M&A Wealth is an investment advisory firm in Beverly Hills, California. The office has a wheelchair-accessible entrance. The office is open daily.

Beverly Hills, California

Michael Saint George is an investment advisory firm in Beverly Hills, California. Services include Financial Planning and Insurance Analysis. The firm specializes in Insurance Planning. Appointments are recommended. The office has a wheelchair-accessible entrance.

Beverly Hills, California

SteelPeak Wealth is an investment advisory firm in Beverly Hills, California. The firm specializes in Investment Management and Wealth Management. The office has a wheelchair-accessible entrance. The office is open daily.

Beverly Hills, California

Grimsdale Financial Solutions is a tax services firm with offices in Beverly Hills and San Mateo, California, operating for over 10 years. The firm serves individuals, small businesses, and corporations, offering tax preparation, tax planning, bookkeeping, tax resolution, and business consulting. Led by Geoff Grimsdale, an Enrolled Agent (EA) with a bachelor's degree in Financial Planning and tax certifications, the firm applies a proactive approach to tax strategy and compliance.

Beverly Hills, California

California Financial Consulting, based in Beverly Hills, offers financial planning, investment management, estate planning, tax strategy, insurance analysis, and private banking services. Led by CEO Michael Kamali, a fiduciary advisor holding ChFC, MBA, and Chartered Economist credentials, the firm specializes in serving healthcare professionals including doctors and dentists with retirement planning and tax-efficient wealth strategies. The firm takes a holistic planning approach that incorporates the client's full financial picture and adjusts recommendations as circumstances change.

Beverly Hills, California

TWP Financial & Insurance Services LLC is an investment advisory firm in Beverly Hills, California. Services include Insurance Analysis and Retirement Planning. The firm specializes in Insurance Planning. The office has a wheelchair-accessible entrance. The office is open daily.

Brea, California

Wealth Enhancement Group is an investment advisory firm in Brea, California. Services include Financial Planning and Investment Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week.

Calabasas, California

Morton Wealth, based in Calabasas, California, provides financial planning and investment management services as a registered investment advisor founded in 1983. The firm is led by Jeff Sarti and Meghan Pinchuk and operates with a team of approximately 45 professionals. The company operates on a fiduciary basis and was established by founder Lon Morton as an alternative to commission-based advisory models, with a stated focus on portfolio diversification and personalized client service across all areas of financial life.

Cardiff, California

Fee-Only

Seawise Financial, Inc. is a fee-only fiduciary firm based in Cardiff, California, serving individuals and couples in their 50s and 60s approaching retirement. The firm offers retirement planning and discretionary investment management, with particular expertise in tax-efficient strategies, stock option analysis, and cash flow planning. Led by CFP-credentialed advisors including founder Timothy Kenney, Seawise delivers customized plans through a five-step process: discovery, plan design, tax strategy, implementation, and ongoing adjustments. The firm operates on a retainer model that allows clients to access planning services independently of investment management.

Carlsbad, California

Atterbury Investment Management is an investment advisory firm in Carlsbad, California. Services include Investment Management. The office has a wheelchair-accessible entrance.

Carlsbad, California

Financial Focus is a wealth management firm in Carlsbad, California serving high-net-worth individuals, professionals, families, business owners, and retirees. Founded by Barbara, a Certified Financial Planner™, the firm offers financial planning, investment portfolio design, retirement planning, tax strategy optimization, estate planning coordination, 401(k) management, insurance needs analysis, and assistance with major financial goals. The firm develops personalized financial strategies based on client goals and implements and monitors those plans over time.

Carlsbad, California

West & Walters Tax and Wealth Management, based in Carlsbad, California, offers financial planning, investment management, and tax planning services. The firm develops personalized retirement strategies and portfolio management approaches, along with risk assessment and insurance planning guidance. They serve both individuals and business clients, including corporate and nonprofit retirement account solutions.

Carlsbad, California

Trek Financial, based in Carlsbad, California, is led by CFP® professional Gavin Schmitt, who holds a master's degree in finance and a Certificate in Financial Planning from Pepperdine University. The firm offers comprehensive financial planning services including investment advice, cash flow and tax planning, equity compensation strategy, insurance coordination, and retirement planning, serving high-income individuals, families, and business owners. Schmitt, a Series 65 registered investment advisor representative with life and health insurance licenses, employs planning software such as eMoney and Holistiplan to develop personalized strategies that address clients' goals, values, and evolving circumstances.

Carlsbad, California

Halbert Hargrove Carlsbad is an investment advisory firm in Carlsbad, California. Services include Financial Planning, Investment Management, and Retirement Planning. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 2 Google reviews.

Carlsbad, California

Wealthrise Financial Planning is a fee-only registered investment advisor based in Carlsbad, California, offering investment management, retirement planning, tax planning, insurance strategy, education planning, and cash flow management. The firm's advisors adhere to CFP® Board Standards and construct portfolios using diversified funds from Dimensional Fund Advisors and Vanguard, grounded in academic finance research. As an independent advisor, the firm does not earn commissions or product-based fees, and employs a structured planning process covering data gathering, goal analysis, and ongoing monitoring. Clients may also engage the firm on an hourly basis for financial planning advice without investment management.

Ceres, California

Inspired Growth is a wealth management and tax firm based in Ceres, California, serving clients across California and nationwide. The firm coordinates investment management, tax planning, and wealth strategies under one roof for individuals, families, pre-retirees, retirees, high-income earners, and small business owners. The firm emphasizes values-aligned investing, tax-integrated planning, and a faith-based approach to financial guidance, and maintains a partnership with Avantax for technology and research support.

Cerritos, California

The Financial Alliance & Insurance Solutions, located in Cerritos, California, offers retirement planning, investment management, and wealth management services. Led by Series 65 agent Kurtis Barnett, who holds life and health insurance licenses since 2004, the firm emphasizes principal protection alongside reasonable returns and straightforward client communication. The firm conducts educational seminars and provides retirement-focused guidance including 401(k) rollovers, IRA options, and tax consideration reviews.

Chico, California

Independent RIA

Sweeney & Michel is a fee-only registered investment advisor in Chico, California, offering financial planning and investment management services. The firm operates as a fiduciary and employs CFP® professionals. As an independent RIA with no proprietary product sales or trading commissions, the firm partners with Fidelity Investments for custodial services and emphasizes a low-cost structure with no account minimums, trading fees, or separate planning charges when investments are managed.

Citrus Heights, California

Evans Wealth Management, based in Citrus Heights, California, offers investment management and wealth planning services to clients throughout the greater Sacramento area. The firm works with clients on a one-on-one basis to develop investment strategies aligned with individual risk tolerance, time horizon, and financial goals, employing a collaborative and transparent approach. The practice emphasizes proactive portfolio management, retirement planning, and coordination across multiple financial needs, with a stated focus on helping clients maintain clarity about their financial position and pursue purpose-driven objectives.

Colton, California

Suitable Insurance Services is an investment advisory firm in Colton, California. Services include Insurance Analysis and Tax Planning. The firm specializes in Insurance Planning. Advisory services are available in English and Spanish. Service options include onsite meetings and online appointment booking. The office has a wheelchair-accessible entrance. The office is open six days a week, including Saturdays. It holds a 5-star rating from 43 Google reviews.

Corona, California

BuildingMyAssets is an investment advisory firm in Corona, California. The office has a wheelchair-accessible entrance. The office is open six days a week, including Saturdays.

Corte Madera, California

NC Financial Group | Corte Madera is an investment advisory firm in Corte Madera, California. Services include Estate Planning, Financial Planning, Insurance Analysis, and Tax Planning. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 1-star rating from 1 Google review.

Costa Mesa, California

CAPTRUST is an investment advisory firm in Costa Mesa, California. Services include Financial Planning and Investment Management. The firm specializes in Small Business and Wealth Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.5-star rating from 6 Google reviews.

Costa Mesa, California

Eclipse Financial Advisors is an investment advisory firm in Costa Mesa, California. Services include Financial Planning, Insurance Analysis, Investment Management, and Retirement Planning. The office has a wheelchair-accessible entrance. It holds a 5-star rating from 4 Google reviews.

Costa Mesa, California

Cash Keeper Financial is an unsecured consumer lending firm based in Costa Mesa that originates personal loans for debt consolidation, home improvements, medical expenses, and other purposes. The firm operates under Utah Department of Financial Institutions licensing and offers a streamlined application process with soft credit inquiries that do not affect credit scores, along with no prepayment penalties. Interest rates range from 4.95% to 36% APR depending on creditworthiness and loan terms, with applicants required to be U.S. citizens or permanent residents, at least 18 years old, and subject to credit approval.

Covina, California

Chatfield Wealth Management, founded in 2013 by Sal Flores-Chatfield in Covina, California, provides investment management and wealth planning services. The firm, which expanded in 2015 when Sal's brother Mitchell joined as co-founder, serves educators, public servants, working families, and retirees with retirement planning and investment advisory services. The practice emphasizes transparency in fees and costs, client education, and long-term relationships, with advisors walking clients through financial assessments and planning toward short- and long-term goals.

Covina, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Covina, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance.

Cupertino, California

Independent RIA

Capital V Group is an independent registered investment advisor based in Cupertino, California, affiliated with LPL Financial and led by Arvind Ven, who holds an MBA from MIT Sloan, an AIF designation, and over twenty years of finance experience including corporate leadership and venture capital advisory work. The firm provides investment consulting, portfolio management, asset allocation, advanced planning services encompassing tax planning, wealth transfer, and charitable giving, along with relationship management through regularly scheduled reviews and meetings. Capital V Group's approach centers on a consultative engagement model designed to understand client values and goals before developing tailored plans, with support from a team that includes professionals in legal, tax, insurance, and investment advisory functions.

Danville, California

Blackhawk Financial Advisors is a fee-based Registered Investment Advisory firm based in Danville, California, offering financial planning and investment management services to business owners, executives, families, and individuals. The firm specializes in retirement planning, business succession strategies, tax-efficient account setup (401(k)s, IRAs, pension plans), risk management analysis, and multi-asset income strategies including stocks, bonds, real estate, and annuities. Led by Diane Robin Johnson, who holds both a J.D. and CFP designation and has over 25 years of financial sector experience, the firm maintains a limited client base of under 100 to provide personalized service. Client investment accounts are held at Charles Schwab under the client's name with advisory discretion granted to the firm.

Diamond Bar, California

Merit Financial Advisors is an investment advisory firm in Diamond Bar, California. Services include Financial Planning and Investment Management. The firm specializes in Retirement Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

El Cerrito, California

Wealth Enhancement Group is an investment advisory firm in El Cerrito, California. Services include Financial Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 3 Google reviews.

El Dorado Hills, California

Creative Planning is an investment advisory firm in El Dorado Hills, California. Services include Estate Planning, Financial Planning, Insurance Analysis, and Investment Management. The office has a wheelchair-accessible entrance. The office is open daily.

Encinitas, California

Tidewater Financial is a wealth management and retirement planning firm in Encinitas, California, with over 55 years of operating history. The firm serves affluent individuals and families, specializing in tax-efficient strategies including municipal bonds, fixed-income portfolio management, and retirement planning. Led by Co-CEOs Justin Parker and Walter Valenzuela, who each bring nearly three decades of experience in financial advisory roles, the firm offers personalized wealth accumulation and preservation services. The team includes Associate Advisor Jackson Dalu and operates by appointment to assess client needs.

Encinitas, California

Independent RIA

Independent Wealth Solutions is a registered investment adviser in Encinitas, California, serving San Diego County since 1988. The firm offers financial planning, retirement planning, investment management, and estate planning services to high-net-worth individuals, small business owners, and families, with particular expertise in tax-efficient retirement strategies and small business owner needs. The firm manages approximately $80 million in assets for over 300 clients and employs a proprietary planning process designed to adapt as clients' circumstances and goals evolve.

Encino, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Encino, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 3-star rating from 4 Google reviews.

Encino, California

Navalign Wealth Partners is an independent, fee-only fiduciary firm in Encino serving affluent families, business owners, and executives with complex financial situations. The firm offers financial planning and investment management through a team of CFP® professionals and CFA® charterholders, employing a structured six-step planning process that integrates tax strategy, estate coordination, and risk management. Specializing in clients with multiple income sources, concentrated equity positions, executive benefits, or business succession needs, the firm coordinates with clients' CPAs and attorneys to implement recommendations and monitor progress over time.

Encino, California

PREMIER FINANCIAL TAX & ACCOUNTING SERVICES is an Encino-based accounting and tax firm founded in 2004 by Archie Garga-Richardson, a financial accountant with over 24 years of experience in financial accounting and ten years in taxation. The firm serves sole proprietors, entrepreneurs, self-employed individuals, and small business owners across Southern California and nationwide, offering tax preparation, accounting, bookkeeping, financial planning, payroll processing, and financial advisory services. Services are delivered onsite, remotely, or through nationwide coverage, with a stated approach focused on personalized assessment of each client's needs and year-round partnership.

Eureka, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Eureka, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. The office has a wheelchair-accessible entrance.

Eureka, California

Kingsview Partners Eureka Office is an investment advisory firm in Eureka, California. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open daily.

Fair Oaks, California

Retire 101, based in Fair Oaks near Sacramento, is operated by Bradley V. DeHaven, a financial advisor licensed since 1983 (Series 7, 63) and holding a Series 24 Registered Principal license as of 2005, along with a California insurance license. The firm serves clients throughout Northern California and offers investment management and retirement planning, with a stated focus on income planning strategies for families. DeHaven's client base includes multi-generational households.

Folsom, California

Natoma Wealth is an investment advisory firm in Folsom, California. It acts as a fiduciary. Services include Financial Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Folsom, California

Lake Tahoe Wealth Management, based in Folsom, California, offers financial planning and investment management services to individuals, families, and business owners. The firm's advisors hold CFP® certifications and operate under a fiduciary standard, providing services that span retirement planning, equity strategy, and legacy planning through a personalized, collaborative approach. The firm operates as part of the Wealth Enhancement partnership, which expands its service capabilities and resources.

Foster City, California

Team Hewins provides estate planning, financial planning, and investment management services with offices in Foster City and elsewhere across the Bay Area and South Florida. The firm coordinates with clients' existing professional advisors—including CPAs and attorneys—to align investment decisions with tax strategy, and can introduce vetted specialists when needed. The firm works with accomplished professionals and families navigating complex financial situations, emphasizing understanding of each client's circumstances before making recommendations.

Fresno, California

Falcon Financial & Insurance Solutions, Inc. is a financial advisory firm based in Fresno, California, offering insurance analysis and planning services to clients across multiple states. The firm is led by Fred Rich, a CERTIFIED FINANCIAL PLANNER™ with additional credentials including ChFC®, CLU®, and RICP® designations, along with Series 7 and Series 65 licenses; Fred has worked as a financial adviser since 2005, beginning at Morgan Stanley and later New York Life Insurance before co-founding Falcon Financial in 2009. The firm serves pre-retirees, retirees, business owners, and professionals, emphasizing clear goal-setting and straightforward communication to address complex financial matters.

Fresno, California

Fig Garden Wealth Management, based in Fresno, California, provides financial planning and investment management services. The firm emphasizes a team-based approach to address clients' varied financial needs, developing personalized strategies that account for individual risk tolerance, time horizon, and objectives rather than applying a one-size-fits-all model. The firm takes a proactive stance on monitoring client situations and adapting strategies as circumstances change, with a stated focus on helping clients work toward retirement and other long-term financial goals.

Fresno, California

Horstmann Financial and Insurance Services, based in Fresno and founded in 1958, provides financial planning and insurance products to clients. The firm operates as a multi-generational family business led by the Horstmann family and collaborates with the Nautilus Group, a nationwide resource affiliated with New York Life Insurance Company, to support financial and insurance planning objectives. The firm emphasizes personal relationships and coordination with clients' other professional advisors, including CPAs and attorneys.

Fresno, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Fresno, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended.

Fresno, California

Thiesen Dueker Modern Wealth Management is an independent financial advisory firm in Fresno offering financial planning, investment management, and tax planning services. The firm serves clients across various life stages, from young professionals to retirees, and emphasizes a collaborative team approach supported by artificial intelligence planning technology. As an independent firm not affiliated with a single financial institution, the advisors work together across their respective areas of expertise to develop client plans.

Fresno, California

Portfolio Advisors Inc. is an investment advisory firm in Fresno, California. Services include Estate Planning, Financial Planning, and Investment Management. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.7-star rating from 12 Google reviews.

Fresno, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Fresno, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.3-star rating from 4 Google reviews.

Fresno, California

Fee-Only Independent RIA

Coffeehouse Capital is an independent, fee-only financial advisory firm in Fresno, California, founded and led by Tommy Lopez, a CFP® and CRPC® professional with experience since 2007. The firm provides financial planning, investment management, and wealth advice on an ongoing, project, or hourly basis, serving growing families, busy professionals, small business owners, medical professionals, tech workers, and retirees. The firm's process involves discovery, goal-setting, presenting recommendations, implementation, and ongoing monitoring. As a fiduciary member of NAPFA and the XY Planning Network, the firm operates transparently and focuses on addressing the details of clients' financial situations.

Fresno, California

Falcon Financial and Insurance Solutions, Inc., based in Fresno, California, is a financial advisory firm offering financial planning and insurance analysis with specialization in retirement planning and investment management. The firm is led by Fred, a CERTIFIED FINANCIAL PLANNER™ with the CFP®, ChFC®, CLU®, and RICP® designations who has served clients since 2005, initially with Morgan Stanley and New York Life before co-founding Falcon Financial to integrate insurance and investment services. The firm serves pre-retirees, retirees, business owners, and professionals across multiple states and emphasizes breaking down complex financial concepts into understandable guidance to help clients clarify and achieve their goals.

Fresno, California

Insurance-Based

Kory Brown at Strategyze Financial & Insurance Solutions in Fresno provides financial planning and insurance analysis, with a focus on insurance-based solutions. The firm conducts a structured discovery and onboarding process to understand clients' situations and goals, then develops recommendations using both proprietary and non-proprietary planning tools, with access to New York Life's Advanced Planning Group for complex estate and business planning matters. The firm conducts periodic reviews to assess changes in circumstances, investment performance, and insurance needs, and emphasizes transparency and client education throughout the planning process.

Galt, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Galt, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance.

Glendale, California

California Financial Partners is a fee-based advisory firm in Glendale with over 20 years of operating history, staffed by nine financial advisors holding credentials including CFP®, CFA, CPA, and CPWA® designations. The firm offers financial planning, estate planning, tax planning, risk management, and business succession planning services, coordinating with clients' external professional advisors as needed. The firm operates on a transparent fee structure with no commissions on investment recommendations and covers all trading costs directly rather than passing them to clients. The firm engages clients at least quarterly and follows a four-step process centered on listening, analyzing financial documentation, comprehensive planning across estate, tax, and risk areas, and ongoing monitoring.

Glendale, California

Universal capital wealth management is an investment advisory firm in Glendale, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Wealth Management. Service options include online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week.

Glendale, California

WestPac® Wealth Partners (Glendale) is an investment advisory firm in Glendale, California. The firm specializes in Investment Management and Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 13 Google reviews.

Glendale, California

Insurance-Based

Jennifer Joseph, Financial Advisor - Eagle Strategies is an insurance-based firm in Glendale, California. Services include Financial Planning and Insurance Analysis. The firm specializes in Retirement Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Glendale, California

Marshall Wealth Advisors is a multi-family office in Glendale, California, led by John Marshall. The firm provides business exit planning, estate planning, investment management, and multi-generational wealth planning services to clients seeking to preserve and transition wealth across family generations. The firm emphasizes long-term client relationships and personalized guidance based on individual circumstances and risk tolerance.

Glendale, California

Enjoy Financial, located in Glendale, California, provides financial planning, investment management, retirement planning, and insurance analysis services. The firm is founded and led by Shelby J. Rothman, a CFP and CPFA with over two decades of experience, alongside Lead Advisor Adam Fallert and Operations Manager Binnie Phung. The firm uses a three-step planning process—acquaint, assess, and achieve—focused on retirement income and legacy planning with a holistic approach. Team members hold relevant credentials including Series 7, Series 66, and California life and health insurance licenses.

Granite Bay, California

Kerux is a registered investment advisor based in Granite Bay, California, offering financial planning, investment management, and retirement planning services. The firm serves clients seeking to integrate Christian values with wealth stewardship, employing a team approach that includes investment managers, tax strategists, and estate planners. Founder David Laut and team members hold CFP® certifications and operate under a fiduciary standard of care, guiding clients through their proprietary Faith Forward Framework.

Granite Bay, California

Steele Financial Partners is an investment advisory firm in Granite Bay, California. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week.

Grass Valley, California

Encompass Financial Planning is a husband-and-wife advisory firm in Grass Valley, California, offering financial planning and estate planning services to households with $500,000+ in investable assets. Both advisors hold CFP® certifications and operate under a fiduciary duty, serving dual-career couples nearing retirement, women navigating major life transitions, small business owners, and healthcare workers. The firm employs a four-step planning process incorporating tax analysis, Social Security strategy, and investment allocation, and delivers services primarily to California residents with virtual engagement options.

Grass Valley, California

Capstone Financial Engineering & Insurance Services operates as the Grass Valley branch of Capstone Financial Group, headquartered in Folsom, California, serving individuals and business owners in Nevada County. The firm offers financial products and services across investing, insurance, retirement planning, estate planning, and wealth preservation, with access to a network of partner professionals for services not directly provided. David La Plante, LUTCF, serves as a financial advisor and can be reviewed on FINRA's BrokerCheck.

Grass Valley, California

Zion Capital Wealth Management LLC, based in Grass Valley, California, offers investment management, wealth management, and financial planning services. The firm uses a proprietary one-page planning document format designed to present comprehensive financial guidance in an accessible, simplified format rather than traditional lengthy reports. The firm serves clients seeking help navigating financial planning and claims to tailor its approach to individual needs and goals.

Healdsburg, California

Thurow Wealth Management Inc is an investment advisory firm in Healdsburg, California. Services include Estate Planning and Investment Management. The firm specializes in Wealth Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week.

Huntington Beach, California

Matt Passaquindici is an investment advisory firm in Huntington Beach, California. The firm specializes in Investment Management and Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Indian Wells, California

Wirehouse

Merrill Lynch Financial Advisor John Thomas is a wirehouse firm in Indian Wells, California. Services include Financial Planning. The firm specializes in Retirement Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Irvine, California

ClarityBridge provides exit planning and M&A advisory services exclusively for digital marketing agency founders across North America, Singapore, and Southeast Asia. The firm combines exit strategy planning, valuation assessment, value acceleration, and transaction guidance, with a track record of 20+ closed transactions over 7+ years in the sector. ClarityBridge offers a structured 12–36 month program called the Agency Exit Accelerator designed to increase agency valuation, build recurring revenue, reduce founder dependency, and prepare businesses for sale. The principal advisor is Esther, who manages client relationships throughout the sales process and buyer identification.

Irvine, California

Mike Valiente - Legacy & Wealth Finacial Advisors is an investment advisory firm in Irvine, California. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

Irvine, California

KPP Financial Inc., based in Irvine, California, offers financial planning and investment management services built around individual client circumstances. The firm constructs personalized strategies across growth, balanced, and income-focused portfolios, with principals investing their own capital alongside clients. Services include direct indexing for tax efficiency, professional 401(k) management via Pontera, estate planning partnerships, and cashflow analysis designed to stress-test retirement sustainability. The firm also operates InvestTalk, a daily podcast covering market analysis and investment education.

Irvine, California

BML Wealth Management is an Irvine-based financial advisory firm offering income planning, investment planning, tax planning, healthcare planning, and legacy planning services. The firm uses a proprietary five-step planning process called the Retirement Fingerprint® Program and serves individuals and families seeking retirement and investment guidance. The company was recognized on the Inc. 5000 list of fastest-growing private companies based on three-year revenue growth.

Irvine, California

Independent RIA

Index Fund Advisors, Inc. is an independent ria firm in Irvine, California. It acts as a fiduciary. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4-star rating from 4 Google reviews.

Irvine, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Irvine, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.2-star rating from 5 Google reviews.

Irvine, California

Eight Oaks Financial, based in Irvine, California, provides financial planning and investment management to high-net-worth clients. Founded by Andy Chatham in the mid-1990s and partnered with LPL Financial, the firm operates under a fiduciary standard through fee-based advisory accounts. The team includes partners with combined experience spanning three decades, supported by staff holding Series 6, Series 7, Series 63, CFA, and insurance licenses. The firm's approach centers on a four-step planning process: introductory meetings to identify goals, fact-finding to understand financial complexity, recommendations addressing retirement, risk management and insurance, and ongoing progress meetings.

Irvine, California

Michael Moises, Wealth Advisor - Skylight Financial & Insurance Solutions is an investment advisory firm in Irvine, California. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 10 Google reviews.

Irvine, California

Choreo Advisors is a wealth management firm based in Orange County, California, serving clients nationwide. The firm offers financial planning, tax planning, estate planning, and investment advisory services, with particular expertise in working with middle-market business owners on succession and transition planning. The team collaborates with CPAs, attorneys, and family offices and brings more than 25 years of combined experience in tax planning and wealth management.

Irvine, California

Oakwood Wealth Partners is an investment advisory firm in Irvine, California. The office has a wheelchair-accessible entrance. The office is open five days a week.

Irvine, California

Apella Wealth is a fee-only financial advisory firm in Irvine, California founded in 2010 that serves corporate executives, tech professionals, and families with financial planning, wealth management, and estate planning. The firm is led by Gina Chironis (CPA, PFS, 30+ years experience) and includes Tyler Ondatje (CFP®), with a stated approach emphasizing evidence-based planning and the alignment of client finances with personal values. The team operates on a fiduciary basis without commissions, and offers investment advisory services, tax planning, and charitable giving strategies primarily to clients in Orange County.

Irvine, California

WealthWise Financial Services, based in Irvine, California, provides financial planning and wealth management services centered on aligning client values with financial strategy. Led by CEO Loreen Gilbert, the firm uses a three-part process: articulating client vision, assessing risk tolerance, and developing legacy plans. The firm employs a tactical investment approach with core and satellite portfolio construction and has received recognition as a Forbes Top Woman Wealth Advisor in 2021 and 2022.

Jackson, California

Primerica Financial Services, operating from Jackson, California, is a financial services firm offering insurance analysis, investment management, and insurance planning through its broker-dealer PFS Investments Inc. The firm provides access to mutual funds, annuities, managed investments, and retirement account options including IRAs, 403(b) plans, and employer retirement plans, partnering with major investment companies such as Fidelity, American Funds, and Franklin Templeton. Sharon Cassella, a Regional Vice-President with life insurance and mortgage licensing, has been with the firm since 2004 and operates under a goals-based investing approach focused on emergency funds, long-term investing, and retirement income preparation.

La Jolla, California

Ocean View Financial is an investment advisory firm in La Jolla, California. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 19 Google reviews.

La Jolla, California

Holland Strategic Wealth Advisors is a La Jolla-based firm offering financial planning, investment management, retirement planning, and estate planning services to individuals, families, business owners, and federal employees across the United States. The firm was founded by James Holland and provides a personalized planning process that addresses cash flow assessments, tax planning, insurance strategies, real estate planning, and legacy structuring. Services are designed to integrate investment management with tax-efficient planning and risk management tailored to each client's goals and values.

La Jolla, California

Shorelight Wealth Group, based in La Jolla, California, focuses on financial planning for healthcare professionals, public employees, educators, nonprofit staff, firefighters, and similar service-oriented workers, with an emphasis on retirement preparation. The firm develops customized financial plans by learning about clients' circumstances, values, and objectives, then provides ongoing guidance aligned with those plans.

La Mesa, California

Joel L Rohn operates an investment management and wealth planning practice in La Mesa, California, affiliated with LPL Financial. The firm serves clients across diverse backgrounds and employs a three-step process—gathering information about the client's situation and goals, developing a financial strategy aligned with the client's time horizon and risk tolerance, and executing and monitoring the plan through life changes. The team emphasizes personalized attention, client-centered service, and a collaborative approach to help clients work toward their long-term financial objectives.

La Mesa, California

Tweet Management Services is an independent investment advisory firm based in La Mesa, California, founded in 2009 by Kyle Tweet. The firm offers wealth management, financial planning, and risk mitigation services, with a stated approach that integrates long-term investing alongside consideration of near-term life goals and values. Kyle Tweet has over 25 years of investment industry experience, beginning his career in 2001 with American Express Financial Advisors before establishing the independent practice.

Laguna Beach, California

Sagent Wealth Management, located in Laguna Beach, California, offers investment management, wealth management, financial planning, and estate planning services. Operating as a fiduciary, the firm conducts complimentary financial checkups for clients with portfolios of $250,000 or more, evaluating investments across various account types and providing long-term financial projections and estate plan reviews. The firm emphasizes personalized service and relationship longevity, beginning client engagements through an in-person consultation and detailed written analysis.

Larkspur, California

Fee-Only

Financial Connections Group, a fee-only advisory firm in Larkspur, California, provides financial planning and investment management services. The firm is staffed by CFP professionals including Brian Pon (EA), Jill Hollander (MBA), Jenny Coffey Smith (MSAPM), and Kim Wohler (RSSA), with expertise spanning retirement planning, tax planning, and work with unmarried couples and small-business retirement plans. Operating as a fiduciary, the team became part of Apella Wealth in 2026 while maintaining Bay Area operations.

Livermore, California

Brett Williams operates as a registered representative through LPL Financial, offering investment management, tax planning, insurance planning, retirement strategy, estate planning, and cash-flow coordination. A CFP® since 2025 with Series 7 and 66 securities licenses, Williams integrates multiple financial disciplines into cohesive client plans rather than treating them separately. The firm serves clients across California with personalized portfolio design and wealth management oversight across all life stages.

Lodi, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Lodi, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance.

Lodi, California

Parkwest Financial & Insurance Solutions, operating through Albert Paula in Lodi, California, provides financial planning and investment management services on a fee-based model. The firm operates as a fiduciary and conducts comprehensive planning across retirement, investments, and legacy strategy through a three-step process beginning with an initial consultation. Albert Paula's practice is affiliated with Eagle Strategies LLC, an SEC-registered investment adviser and subsidiary of New York Life Insurance Company, and benefits from access to the Advanced Planning Group's expertise in estate and business planning.

Long Beach, California

Serenity Wealth Management is an investment advisory firm in Long Beach, California. Services include Financial Planning, Insurance Analysis, Investment Management, and Retirement Planning. The firm specializes in Insurance Planning. The office has a wheelchair-accessible entrance. The office is open six days a week, including Saturdays. It holds a 5-star rating from 13 Google reviews.

Long Beach, California

Wolfley Wealth Management is an investment advisory firm in Long Beach, California. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Long Beach, California

Randall Wealth Management Group is an investment advisory firm in Long Beach, California. Services include Estate Planning, Financial Planning, and Retirement Planning. The firm specializes in Investment Management and Wealth Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 4 Google reviews.

Long Beach, California

Halbert Hargrove is an investment advisory firm in Long Beach, California. Services include Financial Planning, Investment Management, and Retirement Planning. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.5-star rating from 16 Google reviews.

Los Altos, California

Traveka Wealth is a fee-only independent registered investment advisor based in Los Altos, California, operating on a fiduciary basis and serving successful individuals and families in Silicon Valley. The firm specializes in comprehensive wealth management for technology professionals, with expertise in advanced tax planning and equity compensation strategies. Traveka offers personalized financial planning and customized wealth management guidance to clients navigating complex financial decisions.

Los Angeles, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Los Angeles, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance.

Los Angeles, California

Wealth Enhancement Group is an investment advisory firm in Los Angeles, California. Services include Financial Planning and Investment Management. Advisory services are available in English and Spanish. The office has a wheelchair-accessible entrance. The office is open five days a week.

Los Angeles, California

Mason & Associates, Inc. provides estate planning, financial planning, investment management, and tax planning services to individuals, families, business owners, and entrepreneurs in Los Angeles. Founded in 1989, the firm uses a four-step Life Planning approach centered on understanding clients' core values and objectives, developing customized investment strategies based on asset allocation and risk tolerance, implementing portfolios through an open architecture platform, and conducting ongoing reviews to adjust as circumstances change. The firm collaborates with clients' other professional advisors and emphasizes building close relationships to align all aspects of clients' financial and legal planning.

Los Angeles, California

Pacific Sun Financial Corp Los Angeles is an investment advisory firm in Los Angeles, California. Services include Financial Planning and Investment Management. The office is open five days a week. It holds a 5-star rating from 19 Google reviews.

Los Angeles, California

Composition Wealth is a Los Angeles-based firm managing over $11 billion in assets across 40+ states with more than 20 advisory teams. The firm offers financial planning, tax integration, retirement planning, liquidity and credit services, and investment management, with service lines tailored to different life stages from young professionals to private wealth clients. Composition Wealth structures goal-based financial plans designed to evolve alongside client circumstances and priorities.

Los Angeles, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Los Angeles, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open daily.

Los Angeles, California

Retirement Solutions, LLC provides financial planning, investment management, and retirement planning services to single women age 45 and older in the Los Angeles area. The firm offers a financial wellness program that includes retirement income strategies, investment organization aligned with client risk tolerance and values, and specialized Social Security claiming guidance. Founded in 1980, the firm is led by a principal focused on serving women navigating retirement transitions, including those who are widowed or divorced.

Los Angeles, California

Insurance-Based

Souheir M. Alrachid, Financial Advisor - Eagle Strategies is an insurance-based firm in Los Angeles, California. Services include Financial Planning and Insurance Analysis. The firm specializes in Retirement Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Los Angeles, California

Lynn A. Newman is a CERTIFIED FINANCIAL PLANNER™ with over 40 years in financial services who leads Eagle Strategies LLC, a New York Life registered investment advisory firm based in Los Angeles. She provides fee-based financial planning and investment management services, with particular expertise in retirement planning and work with entrepreneurs, business owners, and high-net-worth families. Newman emphasizes a comprehensive planning approach that addresses risk management, tax planning, estate planning, and major life transitions, and has been in practice since 1991.

Los Angeles, California

Brentwood Financial Advisors operates offices in Los Angeles, Aspen, Nashville, and Tucson, serving entrepreneurs and families with retirement planning and investment management. The firm's advisors average over 30 years of combined experience and guide clients through a wealth management process that addresses asset allocation, investment strategy, and tax considerations. The firm earned Diamond Status recognition at the 2025 Cetera Circle of Excellence.

Los Angeles, California

EFC Wealth Management, based in Los Angeles, offers financial planning and investment management services with a stated focus on retirement strategy. The firm employs a documented six-step process called the Sound Fiscal House approach, which incorporates investments, income planning, tax planning, healthcare, legacy planning, and risk analysis. Services are delivered by advisors referred to as Financial Architects, and the firm manages client assets as part of its comprehensive planning engagement.

Los Gatos, California

MainStreet Financial Planning, a Los Gatos-based firm with several decades of experience, offers comprehensive financial planning through its proprietary Money Roadmap process that addresses cash flow, insurance, retirement, education savings, debt management, and investment strategy. The firm provides an interactive planning service with ongoing advisory support through its Navigation Support Program, available at tiered fee levels starting with a deposit plus monthly retainer ($2,200 deposit and $241/month, or $2,500 deposit and $309/month). Clients receive detailed discovery and goal-setting sessions, a customized financial roadmap accessible via an online portal, and regular check-ins with their assigned advisor to adjust the plan as circumstances change.

Los Gatos, California

Dieter Ramaekers - Raymond James is an investment advisory firm in Los Gatos, California. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Menlo Park, California

Corient is an investment advisory firm in Menlo Park, California. The office has a wheelchair-accessible entrance. It holds a 5-star rating from 3 Google reviews.

Modesto, California

Defined Plan Advisors is an investment advisory firm in Modesto, California. Services include Financial Planning. Service options include onsite meetings and online appointment booking. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Modesto, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Modesto, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open daily.

Modesto, California

United Capital Financial Advisors is an investment advisory firm in Modesto, California. Services include Financial Planning and Investment Management. The firm specializes in Retirement Planning. The office has a wheelchair-accessible entrance. The office is open daily.

Modesto, California

GnarledOak Financial (Jacob Gunter, ChFC®, FSS®) is an investment advisory firm in Modesto, California. Services include Estate Planning, Financial Planning, and Investment Management. Its advisors hold ChFC credentials. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.5-star rating from 8 Google reviews.

Montecito, California

Partnervest Advisory Group is an investment advisory firm in Montecito, California. The office has a wheelchair-accessible entrance. The office is open five days a week.

Montecito, California

William T. Toner is a CFP-credentialed financial advisor based in Montecito, California, operating under the name True Wealth Planning. He provides financial planning counsel to families and individuals, with a practice model that limits the number of clients to allow for thorough, contextual consideration of their financial decisions. Toner's stated approach emphasizes integrating overlapping financial matters to create clarity and coordination among a client's affairs.

Montecito, California

Harbor Hills Wealth Management is a privately owned, independent firm in Montecito serving individuals and families with complex financial situations. The firm offers financial planning, investment management, and insurance analysis, with particular expertise in insurance planning, alongside services in retirement income planning, estate planning, business liquidity transitions, multigenerational planning, and philanthropic strategy. Harbor Hills structures its approach around understanding clients' full financial circumstances and values, maintaining a selective client base to provide personalized service and discretion.

Morgan Hill, California

Jim Ward is a fee-only CFP and registered investment adviser in Morgan Hill who combines financial planning with estate planning and elder law expertise, holding credentials including CFP, CRPC, and RICP designations along with a law degree and LL.M. The firm uses a Vision-Focused Planning process that addresses tax, estate, retirement, investment, and protection planning by first understanding clients' goals, values, and life priorities across work, family, health, and other areas before implementing investment strategies. Clients must have a minimum of $1 million to invest, and the firm structures engagement through initial phone meetings and extended planning sessions to ensure mutual fit and comprehensive goal alignment.

Murphys, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Murphys, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended.

Murrieta, California

Silverback Wealth Management, based in Murrieta, California, is an investment management firm led by Michael J. Beiter that specializes in retirement planning and investment management. The firm offers an assessment-strategy-implementation approach, working with clients across various backgrounds and financial situations to develop individualized plans aligned with their goals and risk tolerance. The firm operates under LPL Financial and provides investment management services alongside retirement planning consultation.

Newport Beach, California

Beacon Pointe Advisors is an investment advisory firm in Newport Beach, California. Services include Financial Planning. Service options include onsite meetings and online appointment booking. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Newport Beach, California

Noble Financial Advisors is a Newport Beach-based wealth management firm offering investment management, financial planning, insurance solutions, and integrated advisory services across retirement, taxes, estate planning, and real estate. The firm is led by its founder Alan, a registered investment advisor and fiduciary, supported by Certified Financial Planners. The firm also operates Noble Comprehensive Insurance, partnering with multiple carriers to provide life, auto, home, liability, and long-term care coverage to individuals and families throughout California.

Novato, California

Wealth Enhancement Group is an investment advisory firm in Novato, California. Services include Financial Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Novato, California

Alpha Wealth Management & Planning is an independent financial services firm based in Novato, California, offering financial planning, investment management, and wealth management services. The firm also provides divorce financial analytics. As an independent firm, it develops customized financial plans and strategies for clients seeking guidance across multiple aspects of wealth management.

Oakland, California

Wealth Enhancement Group is an investment advisory firm in Oakland, California. Services include Financial Planning and Investment Management. Advisory services are available in English and Chinese. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week.

Ontario, California

Mallory Wealth Management serves high-earning professionals and retirees across the United States, offering investment management and wealth management services from its Ontario, California office or via remote consultation. The firm works directly with clients through a structured five-step planning process—organizing financial information, prioritizing goals, developing strategy, testing plans against scenarios, and maintaining ongoing reviews. The practice serves physicians, attorneys, executives, engineers, and entrepreneurs, as well as retirees focused on retirement income and asset protection.

Ontario, California

JDK SERVICES LLC is an investment advisory firm in Ontario, California. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 7 Google reviews.

Ontario, California

Insurance-Based

Northwestern Mutual - Ontario is an insurance-based firm in Ontario, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Ontario, California

Xel Wealth Management is a CPA firm and financial advisory practice with offices in Ontario, California and five other U.S. locations, offering tax preparation, bookkeeping, wealth management, estate planning, and insurance brokerage services. The firm serves both individual and business clients, providing audit, M&A advisory, accounting, outsourced CFO support, and commercial insurance solutions. Xel operates across multiple industries including healthcare, real estate, and hospitality.

Ontario, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Ontario, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 3 Google reviews.

Ontario, California

Concours Capital Advisors is an Ontario, California-based financial advisory firm offering investment management and financial planning services. The firm's process begins with an initial conversation to assess alignment, followed by development of a personalized strategy with specific recommendations and ongoing periodic reviews. The team includes wealth advisors with CFP credentials and support staff with backgrounds in finance, economics, accounting, and client service. The firm emphasizes relationship-building centered on trust, clarity, and integrity, with clients retaining the choice of whether to implement recommendations with the firm or elsewhere.

Orange, California

Scott Eichler operates Savvy Advisors in Orange County, California, offering investment management and retirement planning services. He works with attorneys, plaintiffs managing lawsuit proceeds, business owners, and retirees, employing a structured process that begins with goal discovery and financial assessment, followed by data analysis, customized action planning, and ongoing quarterly reviews. His practice emphasizes tax-efficient strategies, structured settlements, and income-based investing for clients seeking to deploy assets strategically.

Orange, California

Joshua E. Hernandez - CFEd Certified Financial Educator is an investment advisory firm in Orange, California. Services include Financial Planning. Advisory services are available in English, Chinese, Spanish, and Vietnamese. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 35 Google reviews.

Orange, California

Sound Financial Services is an investment advisory firm in Orange, California. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 5 Google reviews.

Orange, California

Modern Wealth Design is a financial planning firm based in Orange, California that works with clients across different income levels and career stages, from young professionals to affluent individuals. The firm follows a four-step process: initial discovery to understand client goals and finances, plan design and analysis, presentation and implementation of recommendations, and annual review meetings. When providing investment advisory services, the firm acts as a fiduciary under the Investment Advisers Act of 1940.

Orange, California

Cano Wealth Management, Inc. is an investment advisory firm in Orange, California. Services include Financial Planning. The firm specializes in Investment Management and Wealth Management. The office has a wheelchair-accessible entrance. The office is open daily.

Oroville, California

Gilb Financial, based in Oroville, California, is operated by Darin Gilb, a local financial advisor with over 18 years in the business. The firm works with individuals and businesses to develop financial strategies addressing retirement, tax planning, and protection needs, with annual plan reviews recommended or as circumstances change. Services include insurance products through Gilb Financial, securities and investments via Ameritas Investment Company LLC (FINRA/SIPC member), and investment advisory services through Ameritas Advisory Services LLC.

Oxnard, California

Skeels & Fox Wealth Management is an investment advisory firm in Oxnard, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week.

Oxnard, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Oxnard, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Palm Desert, California

Brandon Rosi is a CFP-credentialed financial advisor at Keystone Private Wealth in Palm Desert, California, who brings experience from a healthcare background to financial planning work. He specializes in serving healthcare providers in private practice and operates as a fiduciary, offering financial planning, retirement planning, and asset management services. His approach emphasizes clear communication and understanding clients' short- and long-term objectives, informed by his training in physical therapy and insurance expertise.

Palm Desert, California

Keystone Private Wealth is an investment advisory firm in Palm Desert, California. Services include Financial Planning, Investment Management, and Retirement Planning. Its advisors hold CFP credentials. The office has a wheelchair-accessible entrance. The office is open five days a week.

Palo Alto, California

Wirehouse

Merrill Lynch Palo Alto is a wirehouse firm in Palo Alto, California. The office has a wheelchair-accessible entrance. The office is open five days a week.

Pasadena, California

Marquez Private Wealth Management of Raymond James is an investment advisory firm in Pasadena, California. The firm specializes in Investment Management and Wealth Management. The office has a wheelchair-accessible entrance.

Pasadena, California

Cetera Investors is an independent financial advisory firm in Pasadena, California, offering financial planning, insurance analysis, and investment management services. The firm operates as part of Cetera, a national financial services organization, and emphasizes independence from product restrictions to align recommendations with client objectives. The firm serves clients across various life stages, from retirement planning through tax-efficient investing strategies, with an approach centered on holistic planning and transparency.

Pasadena, California

Lake Avenue Financial is an independent Registered Investment Advisor (RIA) in Pasadena offering financial planning and optional asset management on a fee-based model. Founded in 1997 by Alex Chalekian, the firm serves clients throughout the San Gabriel Valley and nationally, with no asset minimums and a fiduciary commitment to client interests. The team includes professionals with credentials such as Certified Financial Transitionist® and Certified Structured Settlement Consultant, and emphasizes a relationship-focused approach that prioritizes client values and clear communication over complex documentation.

Pasadena, California

Fee-Only Independent RIA

Fiducia Wealth Management is an independent, fee-only registered investment advisor based in Pasadena, California, operating under a fiduciary standard. The firm provides wealth management, financial planning, and investment management services to high-net-worth individuals, families, and institutions, with a stated approach that incorporates holistic financial analysis and coordination with clients' other professional advisors. The firm conducts annual reviews and maintains ongoing communication to address changing life circumstances and financial needs.

Pasadena, California

Wescom Financial is a credit union based in Pasadena, California that offers auto loans, mortgages, home equity lines of credit, personal loans, credit cards, and insurance services. The firm provides investment and securities services through LPL Financial, a registered broker-dealer and investment advisor. Wescom Financial specializes in debt management and serves members across multiple branch locations, with appointment scheduling available for loans, accounts, investments, and insurance services.

Pasadena, California

Integrative Wealth Partners is a Pasadena-based financial advisory firm that offers investment management and insurance analysis services. The firm works with clients to create goal-focused financial plans and monitor progress as circumstances change, with an emphasis on supporting family financial security.

Pasadena, California

Fair Harbor Financial Advisory is an investment advisory firm in Pasadena, California. Services include Investment Management. The firm specializes in Retirement Planning. Its advisors hold CFP credentials. The office has a wheelchair-accessible entrance. The office is open five days a week.

Pasadena, California

TheMoneyDiaries is an investment advisory firm in Pasadena, California. The office has a wheelchair-accessible entrance.

Pasadena, California

Independent RIA

Oliria Financial is an independent registered investment adviser based in Pasadena, California, offering financial planning and investment management services. The firm's advisors hold CFP® credentials and operate under a fiduciary standard, designing personalized strategies that adapt to clients' changing circumstances and life transitions. The firm serves both individual clients and business owners, with particular experience serving medical professionals, and emphasizes transparent fee structures and regular client communication.

Pasadena, California

Bank-Affiliated

The Boring Financial Company is a Pasadena-based, bank-affiliated wealth management firm specializing in estate planning and generational wealth transfer. The firm offers a range of services including retirement planning, investment growth strategies, education planning, elder care coordination, and financing guidance, all structured around disciplined, systematic approaches rather than speculative tactics. Working with external estate planning attorneys and using financial technology alongside direct advisor relationships, the firm develops personalized plans based on client circumstances and long-term objectives.

Pasadena, California

Raymond James & Associates is an investment advisory firm in Pasadena, California. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Pasadena, California

CliftonLarsonAllen Wealth Advisors, an SEC-registered investment advisor, offers financial planning, investment management, and tax planning services through its Pasadena office. The firm serves business owners, family offices, individuals, and institutional clients, with advisors holding credentials including CFP, CFA, and CPA designations. Clients access account information and planning documents through a dedicated online dashboard, and the firm provides guidance on portfolio positioning, tax strategy, and estate planning integrated with broader business consulting services.

Pasadena, California

Fiduciary Trust International is an investment advisory firm in Pasadena, California. It acts as a fiduciary. Services include Estate Planning and Investment Management. The office has a wheelchair-accessible entrance.

Pasadena, California

Beneficent Financial is a Pasadena-based firm offering financial planning, retirement planning, and insurance solutions. The firm provides services including tax planning, Roth conversions, retirement income planning, dynamic distribution strategies, insurance coverage review, and asset protection strategies tailored to individual client circumstances and goals.

Pasadena, California

Independent RIA

WealthArch Investment Services is an independent ria firm in Pasadena, California. It acts as a fiduciary. Services include Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 14 Google reviews.

Paso Robles, California

Oak & Vine Wealth Management is a fee-only financial advisory firm in Paso Robles founded by Eric Hallin, who oversees more than $100 million in assets managed and brings over 20 years of industry experience. The firm provides financial planning, investment management, and wealth management services through a collaborative approach that integrates clients' professional networks including CPAs, insurance providers, and estate specialists. Services include comprehensive financial planning, discretionary portfolio management with ongoing monitoring and rebalancing, tax and estate planning coordination, and social security optimization guidance. The firm operates as a fiduciary and serves families and business owners, working through a structured process of risk assessment, financial planning and analysis, and customized portfolio implementation.

Petaluma, California

Lucey Wealth Advisors LLC is a Petaluma-based firm offering financial planning, investment management, and insurance analysis services, with a focus on insurance planning. The firm works with clients on estate planning matters and tax strategy, as evidenced by principal Michael Lucey's published work on estate tax considerations. The firm has received a 5-star rating across 8 Google reviews.

Placentia, California

Insurance-Based

Bennett Financial & Insurance Services, based in Placentia, California, offers financial planning and insurance analysis with a focus on insurance planning strategies. The firm works through a three-phase engagement process: initial discovery of client goals and values, implementation of strategies such as insurance policies and tax-efficient account structures, and ongoing adjustments as circumstances change. The practice emphasizes coordination with clients' other professional advisors to integrate financial, tax, and legal strategies.

Rancho Cordova, California

Rehoboth Financial Planning is an investment advisory firm in Rancho Cordova, California. The office has a wheelchair-accessible entrance. The office is open three days a week.

Rancho Cucamonga, California

Insurance-Based

Transamerica Financial Advisors, Inc. is an insurance-based firm in Rancho Cucamonga, California. The firm specializes in Retirement Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open six days a week.

Rancho Cucamonga, California

Insurance-Based

Anthony Mcgowan is an insurance-based firm in Rancho Cucamonga, California. The office has a wheelchair-accessible entrance. The office is open seven days a week, including weekends.

Rancho Mirage, California

Transitions Financial Planning is a fiduciary firm in Rancho Mirage, California, founded by Howard Jay Rubin, a CFP® with credentials including RICP®, CLU®, CeFT®, and CDFA®. The firm specializes in financial planning for women navigating major life transitions such as widowhood, caregiving, and retirement, drawing on Rubin's background in financial psychology and life transitions. The team includes Director of Client Care Minna Whitcher, and the firm provides comprehensive financial planning and investment management services to local and nationwide clients.

Rancho Mirage, California

SC Capital Advisors is an investment advisory firm in Rancho Mirage, California. Service options include onsite meetings. The office has a wheelchair-accessible entrance.

Rancho Santa Fe, California

Fee-Only

Bull Oak is a fee-only fiduciary financial advisor based in Rancho Santa Fe, California, offering financial planning, investment management, tax strategy, and tax preparation services. The firm employs a data-driven, fact-based planning process that begins with a goal-discovery session to understand clients' objectives and develop individualized strategies. Bull Oak integrates planning, investment management, and tax services under a single fee arrangement.

Redding, California

Bright Lake Wealth Management is an SEC-registered investment advisory firm in Redding, California, offering financial planning and retirement planning services. The firm conducts an initial strategy session to understand client goals, provides a draft financial plan addressing portfolio analysis and opportunities, and implements the agreed-upon strategy. Services include retirement income planning, Social Security optimization, tax planning for withdrawals, and investment management with a focus on diversified portfolios. The firm works with retirees in the Redding area.

Redding, California

Wealthwise Partners is a financial advisory firm in Redding, California that serves business owners, impact-focused investors, and individuals approaching or in retirement. The firm offers financial planning and portfolio guidance, with advisors describing themselves as credentialed professionals with decades of local experience. The practice emphasizes understanding clients' priorities and life circumstances alongside financial analysis, and maintains a client learning center to support informed decision-making.

Redding, California

Redding Financial Advisors, led by Chris Hall (AAMS™, CPFA™), serves clients in Redding, California with a focus on financial planning, investment management, estate planning, and intergenerational wealth transfer. The firm requires a minimum of $500,000 in investable assets and emphasizes quarterly review and stress-testing of investment strategies in coordination with tax and legal professionals. Chris Hall is a Redding native involved in community coaching and charitable work, and the firm has earned 5-star ratings on Google based on 27 reviews.

Redding, California

Independent RIA

Brian Scarr Investment Management is an independent registered investment advisor in Redding, California, offering financial planning and investment management services while acting as a fiduciary. The firm emphasizes a client-centered approach that begins with understanding personal circumstances, goals, and risk tolerance to guide long-term financial decisions. The principal, Brian Scarr, holds a business degree and has developed a practice focused on educating clients on personal finance concepts in accessible terms.

Redding, California

David Chapple is a financial advisor in Redding, California who provides financial planning services through LPL Financial, with over 20 years of experience in the industry. He works with clients to develop goal-based plans addressing retirement preparation, insurance protection, education funding, debt management, and legacy planning, employing a structured process that identifies financial needs across major life stages and recommends appropriate products and strategies. His approach emphasizes collaboration with clients to ensure flexibility and ongoing alignment with changing circumstances.

Redding, California

Kevin Riley, CPFA, operates a financial advisory practice in Redding, California, offering financial planning, investment management, and retirement planning services. The firm emphasizes a collaborative, team-based approach to understanding client risk tolerance, time horizons, and objectives, with a stated focus on proactive strategy development and ongoing monitoring. Riley employs a consultative process that aims to translate complex financial concepts into understandable guidance for clients preparing for retirement or managing existing assets.

Redding, California

Convergence Wealth Partners provides financial planning and investment management services from its Redding, California office, with a stated fiduciary approach to advisory services. The firm structures its work around four planning pillars—clarity, experiences, sufficiency, and impact—and employs a five-phase process that begins with discovery and perspective-gathering before developing customized recommendations across tax planning, income distribution, Social Security optimization, estate strategies, and business succession planning. Services include tax-defensible positioning, Roth conversion analysis, income longevity strategies, and generational fiduciary guidance, supported by ongoing client relationship management.

Redlands, California

PlanMember Securities is a Redlands-based firm that offers retirement planning services. The firm works with individuals across different life stages to develop personalized retirement plans, including a service called the Personal Retirement Plan that involves completing a questionnaire followed by a consultation to review the customized strategy.

Redlands, California

Insurance-Based

Prudential Financial is an insurance-based firm in Redlands, California. The office has a wheelchair-accessible entrance.

Redwood City, California

Fee-Only Independent RIA

Schneider Wealth Management is a fee-only independent registered investment adviser in Redwood City founded in 2007, led by Meredith Schneider, a CFP® with investment advisory experience dating back to 1998. The firm provides financial planning and investment management services, with a particular focus on engineers and technology executives managing $5–20M+ in assets, addressing complex decisions around equity compensation, taxation, and long-term wealth structure. The team includes CFP® Thomas Grunbeck as paraplanner and support staff, and takes a data-informed approach to planning aligned with clients' personal goals.

Redwood City, California

Bay Area Financial Wellness, based in Redwood City, is an independent firm affiliated with LPL Financial that offers retirement planning, tax-efficient investment strategies, values-based wealth planning, and divorce financial planning services. The firm serves clients navigating life transitions and major financial decisions, providing ongoing guidance across retirement readiness, income strategy, and estate planning. The team emphasizes a process-driven approach to financial advice rather than product-focused recommendations.

Rialto, California

Independent RIA

Valores Latinos Inc, operating as a DBA of Global Financial & Associates Inc, is an independent registered investment advisor in Rialto, California that serves Hispanic communities with insurance analysis, tax planning, and insurance planning services. The firm acts as a fiduciary and offers guidance on income tax matters, life insurance, retirement planning, and related financial services. The principal holds life insurance licenses in California, Texas, and Nevada, along with income tax certification and notary credentials.

Rio Vista, California

Rio Vista Insurance & Financial Services is an investment advisory firm in Rio Vista, California. Services include Insurance Analysis. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open six days a week, including Saturdays.

Riverbank, California

Wirehouse

Edward Jones - Financial Advisor: Clay Fegett is a wirehouse firm in Riverbank, California. The firm specializes in Retirement Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Riverside, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Riverside, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Riverside, California

Asegure Su Legado is an investment advisory firm in Riverside, California. The office has a wheelchair-accessible entrance. The office is open six days a week, including Saturdays.

Roseville, California

Cornerstone Wealth and Tax Advisory Group, Inc. is an investment advisory firm in Roseville, California. Services include Retirement Planning. The firm specializes in Investment Management and Wealth Management. Appointments are required. The office has a wheelchair-accessible entrance. The office is open four days a week. It holds a 5-star rating from 82 Google reviews.

Roseville, California

Sierra Ridge Advisor Group is a financial planning firm in Roseville, California, operating as registered representatives through LPL Financial (Member FINRA/SIPC). The firm offers financial planning services supported by in-house specialists and focuses on both accumulation and distribution phases. Advisors are licensed to conduct insurance business in certain states and work with clients on an ongoing basis.

Roseville, California

Diligence Wealth Management, founded in 2010 by Liz Daffner, is an independent financial advisory firm serving clients in Roseville, California. The firm provides financial planning, investment management, retirement planning, Social Security optimization, insurance analysis, and debt management, with Daffner holding a CLU credential and licenses in Series 7, Series 66, and life insurance. The practice emphasizes client education and personalized planning across major life events such as inheritance, marriage, divorce, job changes, and retirement, operating within a network of independent advisors collectively overseeing $260 million in assets.

Roseville, California

Sierra Ridge Wealth Management offers investment management and wealth management services from its Roseville office, with account minimums of $20,000. The firm employs a multi-strategy approach using registered products—including both active and passive investments and ETFs—across several investor profiles tailored to different risk tolerances and objectives, such as socially responsible investing, income generation, and broad market exposure through diversified sleeves (Opportunistic, Core Equity, and Fixed Income). Investment decisions incorporate fundamental analysis, relative valuations, and technical indicators, with portfolio rebalancing conducted semi-annually for qualified accounts and as needed for taxable accounts. Financial professionals are registered representatives with LPL Financial.

Roseville, California

Thrive Stewardship Financial Advisors, Inc. is an investment advisory firm in Roseville, California. The firm specializes in Retirement Planning and Investment Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.5-star rating from 8 Google reviews.

Sacramento, California

Wealth Advancement, Inc. is an investment advisory firm in Sacramento, California. Services include Financial Planning. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week.

Sacramento, California

Capitol Park Wealth Management and Insurance Solutions is an investment advisory firm in Sacramento, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week.

Sacramento, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Sacramento, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning. Appointments are recommended. It holds a 2.5-star rating from 2 Google reviews.

Sacramento, California

Financial Network Wealth Advisors is an investment advisory firm in Sacramento, California. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

Sacramento, California

Alphanso Inc is a Sacramento-based wealth management firm that operates on a fiduciary standard and charges a flat fee with no AUM or commission-based charges. The firm uses AI-driven analysis to track and evaluate thousands of financial instruments daily, offering portfolio management through Charles Schwab as custodian, along with tax-loss harvesting and Monte Carlo forecasting tools. Services include estate planning and legacy document preparation, with attorney-reviewed plans valid across all U.S. states. The firm provides a 14-day trial period and commits to responding to all client inquiries within 24 hours.

Sacramento, California

Legacy Asset Shield, operating through Raymond James Financial Services Advisors, Inc., provides tax-focused wealth planning for business owners, real estate investors, concentrated stock holders, and charitable families in Sacramento. The firm integrates strategies including charitable giving structures, tax loss harvesting, estate planning, and trusts to address tax exposure. Investment advisory services are offered through Raymond James Financial Services Advisors, Inc., which is registered with FINRA/SIPC.

Sacramento, California

Financial Strategies of California, founded in 1989 and based in Sacramento, offers financial planning services across personal, business, and specialized niches including professional athletes and entertainment industry clients. The firm's principal, Theodore R. Young (MSFS), leads a team-based approach that covers retirement planning, business succession, estate conservation, insurance analysis, and coordination with clients' tax and legal advisors. Services include cash flow analysis, goal setting, life insurance and legacy planning, business structuring, and tax reduction strategies, with investment advisory services provided through Eagle Strategies LLC. The firm employs a three-step process of discovery, analysis and goal prioritization, and ongoing monitoring to address clients' changing financial needs.

Salinas, California

Diamond Financial Group is an independent financial services firm in Salinas, California, offering tax preparation, accounting, retirement and investment planning, life insurance, health benefits, business services, and loan solutions to individuals, families, and businesses across multiple industries. The firm follows a three-step planning process centered on understanding client needs, defining goals, and implementing personalized strategies. The team includes professionals such as Rowena Killens, Betty Fu, and others who work with clients on an ongoing basis to address financial milestones and planning needs.

San Bernardino, California

Optimal Wealth Network Inc., operating as OWN Business Plus in San Bernardino, California, provides tax filing, tax preparation, and strategic tax planning services alongside insurance analysis and planning. The firm works with clients on business readiness through diagnostic assessments and offers retirement and wealth planning guidance on an ongoing basis, with personal financial consultants available for year-round consultations.

San Carlos, California

Red Tower Advisors is an independent financial planning and investment management firm based in San Carlos, California, operating since 1998 with an average team experience of 24 years. The firm provides financial planning, investment portfolio management aligned with individual risk tolerance and time horizons, insurance planning, and tax-coordinated strategies, and operates under a fiduciary standard. They serve clients across the Bay Area and nationwide, using digital planning tools and document management platforms to help clients address major life decisions including retirement, education funding, and generational wealth planning.

San Diego, California

ATS Wealth Management is an investment advisory firm in San Diego, California. Services include Estate Planning, Insurance Analysis, and Investment Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.7-star rating from 9 Google reviews.

San Diego, California

Aurora Wealth Advisors is an investment advisory firm in San Diego, California. Services include Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

San Diego, California

Strong Valley Wealth & Pension is a San Diego-based financial advisory firm offering comprehensive wealth management and financial planning services, with a particular emphasis on retirement planning. The firm operates on a fee-based model and provides asset allocation, investment management, tax strategy optimization, estate planning guidance, and personal financial planning that addresses major life transitions. Strong Valley works with clients to assess their risk tolerance and align investment strategies with individual goals, and partners with Charles Schwab for custodial and account services.

San Diego, California

Philip Bradshaw & Michael Bradshaw - Raymond James is an investment advisory firm in San Diego, California. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

San Diego, California

Sedberry Wealth Solutions is an investment advisory firm in San Diego, California. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

San Diego, California

Stratos Private Wealth is an investment advisory firm in San Diego, California. Services include Financial Planning. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

San Diego, California

LourdMurray is a San Diego-based financial advisory firm offering financial planning and investment management services focused on wealth management. The firm structures its advice around clients' personal values and interests, developing customized financial plans that address investments, retirement, estate, insurance, and education planning. Their investment approach emphasizes evidence-based strategies with attention to diversification and tax efficiency, avoiding speculative trading and trend-chasing.

San Diego, California

GH Wealth Management is an investment advisory firm in San Diego, California. Services include Financial Planning. The firm specializes in Investment Management and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week.

San Diego, California

Presidio Capital Management is an investment advisory firm in San Diego, California. Services include Financial Planning and Investment Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 6 Google reviews.

San Diego, California

Traction Wealth Management is a San Diego-based firm offering financial planning and investment management services. The firm develops financial plans that address retirement, investment strategy, and wealth preservation, with consideration given to tax efficiency. According to Google reviews, the firm maintains a 5-star rating across 61 customer submissions.

San Diego, California

Imeson Wealth Partners LLC is an investment advisory firm in San Diego, California. Services include Retirement Planning. Advisory services are available in English and Spanish. The office is open five days a week. It holds a 5-star rating from 17 Google reviews.

San Diego, California

Platt Wealth Management is an investment advisory firm in San Diego, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 22 Google reviews.

San Diego, California

D'Arcy Capital Management is an SEC-registered investment adviser based in San Diego that serves business owners, professional athletes, and multi-generational families. Operating as a fiduciary on a fee-only basis, the firm provides wealth management and active portfolio management with in-house research capabilities. The team, which has worked together since 2007, emphasizes direct partner access and combines institutional resources with personalized service.

San Diego, California

CCS Capital Management is a San Diego-based advisory firm operating under Wells Fargo Advisors that serves individuals, families, business owners, and executives. The firm offers retirement planning, estate planning, portfolio management, qualified retirement plans, executive financial services including stock plan administration, trust services, education funding through 529 plans, and divorce financial analysis. The team includes partners with backgrounds in accounting, investment management, and financial planning spanning multiple decades, with particular expertise in managing portfolios for high-net-worth individuals and owners of closely held or recently sold businesses.

San Diego, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in San Diego, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 3 Google reviews.

San Diego, California

Lightcap Financial Group is an independent financial advisory firm based in San Diego serving retirees, business owners, and families. The firm offers financial planning, retirement planning, investment management, insurance and annuity planning, estate planning, tax planning, and education planning through a four-step process of listening, collaborating, implementing, and monitoring. They use Charles Schwab as their featured custodian and partner with insurance and annuity carriers for additional services.

San Diego, California

MPD Wealth is an investment advisory firm in San Diego, California. Services include Retirement Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

San Diego, California

Sage Financial Planning is an investment advisory firm in San Diego, California. Services include Financial Planning and Retirement Planning. Advisory services are available in English and Spanish. Appointments are required. The office has a wheelchair-accessible entrance. It holds a 5-star rating from 8 Google reviews.

San Diego, California

C.B. Financial Insurance Services, Inc. is a family-owned wealth management firm based in San Diego with over 30 years of experience, offering investment management and retirement planning services. The firm employs a team approach to address client needs across different life stages—accumulation, preservation, and distribution—and was founded by Coley B. Davis III, a former law enforcement detective with a background in financial crimes investigation. The company serves individuals, families, and business owners primarily through client referrals.

San Diego, California

Next Gen Financial Planning is a fee-only fiduciary firm in San Diego serving high-earning professionals in their 20s through 40s with financial planning, investment management, and tax planning services. All planners hold or are pursuing the CFP® designation, and the firm charges transparent fees paid directly by clients with no commissions or referral arrangements. The firm addresses questions spanning employee benefits, student loan strategies, equity compensation, insurance review, estate planning, and major life transitions aligned with clients' values and goals.

San Diego, California

Encompass Financial Services in San Diego offers income tax preparation, financial planning, investment management, estate planning, and wealth management services. The firm's advisors hold CPA and CFP certifications and conduct detailed reviews of clients' tax situations and investment portfolios, then develop financial plans supported by market simulations and quarterly portfolio monitoring. The practice emphasizes year-round tax strategy and coordinates across tax, investment, and estate planning needs.

San Diego, California

Van Nostrand Wealth Management is a fee-only registered investment advisor based in San Diego with an additional office in Austin, founded approximately 20 years ago by Mary Van Nostrand, a CFP® with over 30 years of industry experience. The firm provides financial planning and investment management services, with particular emphasis on retirement preparation, transition, and income planning for both established professionals and younger savers. Led by Van Nostrand and supported by advisors including Garrett Van Nostrand (CFA®) and Grant Van Nostrand (pursuing CFA certification), the firm operates under a fiduciary standard and receives compensation solely from client fees, with no product commissions.

San Diego, California

United Capital Financial Advisors is an investment advisory firm in San Diego, California. Services include Financial Planning and Investment Management. The firm specializes in Retirement Planning. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open seven days a week, including weekends. It holds a 5-star rating from 1 Google review.

San Diego, California

HSL & Associates is a fee-based financial planning and investment management firm founded in 1980, operating in San Diego, Phoenix, and Tucson with fiduciary responsibility to advisory clients. The firm offers retirement planning, investment guidance, insurance evaluation, college funding strategies, estate planning, and cash flow analysis to individuals and families across the United States. As an independently owned company without ties to brokerages, banks, or insurance carriers, HSL charges transparent fees and operates without sales quotas or production incentives. The team includes advisors such as Chris, who holds Series 7 and Series 66 registrations and specializes in comprehensive financial planning.

San Diego, California

Stirling Financial Group, operating through Leeds Capital Group, LLC, is a registered investment advisor based in San Diego. The firm's financial consultants hold registrations with LPL Financial (FINRA/SIPC member) and provide investment advisory services to residents of states where they are properly licensed.

San Diego, California

The Manning Companies is a San Diego-based firm offering financial planning and investment management services alongside banking solutions, corporate retirement plan consulting, education planning, estate and charitable giving strategies, and risk management. The firm coordinates multiple areas of client finances—including investments, cash management, lending, and wealth transfer—and employs investment managers to develop portfolio strategies using Raymond James institutional resources. Investment advisory services are provided through Raymond James Financial Services Advisors, Inc.

San Diego, California

Wealth Legacy Group, Inc., based in San Diego, is a registered investment advisor and fiduciary firm founded by R. J. Kelly that has served clients for over 30 years. The firm specializes in estate planning, financial planning, insurance analysis, and investment management, with particular focus on entrepreneurs, business owners, and professional families navigating business transitions and wealth transfer. The firm employs a proprietary planning process that addresses asset management, retirement planning, estate and business succession planning, and family relationship considerations. Services include annual reviews to help clients align planning with their evolving circumstances and goals.

San Diego, California

Lucia Capital Group is a San Diego-based financial planning and wealth management firm led by Ray Lucia Jr. as chairman and CEO, with locations nationwide. The firm employs CERTIFIED FINANCIAL PLANNER™ professionals, Chartered Financial Consultants, and in-house CFAs who operate as fiduciaries and charge on a household fee-based model. Services include comprehensive financial planning, portfolio management, tax-efficient strategy design, retirement income planning via their Bucket Strategy®, insurance planning, healthcare and long-term care planning, and estate coordination. The firm emphasizes a "Strategy First®" approach that prioritizes financial planning before investment selection, with ongoing monitoring and advice across client accounts.

San Francisco, California

The Advisory Group of San Francisco is an investment advisory firm in San Francisco, California. Services include Financial Planning and Investment Management. The firm specializes in Small Business. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

San Francisco, California

Darren Ting - Financial Advisor at Farther is an investment advisory firm in San Francisco, California. Services include Financial Planning and Investment Management. The firm specializes in Estate Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

San Francisco, California

Thomas Manning, Founder, Financial Adviser - Bay Rhode Financial And Insurance Solutions is an investment advisory firm in San Francisco, California. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 2 Google reviews.

San Francisco, California

Dogpatch Wealth is an investment advisory firm in San Francisco, California. Services include Estate Planning, Financial Planning, and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 23 Google reviews.

San Francisco, California

Roy Satterthwaite - Financial Advisor at Farther is an investment advisory firm in San Francisco, California. Services include Financial Planning and Investment Management. The firm specializes in Estate Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

San Francisco, California

Lengrand & Henri is a San Francisco-based estate planning firm serving high-net-worth families with at least $10 million in assets. Operating on a fee-only, fiduciary basis with no ties to financial institutions or product manufacturers, the firm coordinates cross-border wealth structures and coordinates with international legal and tax advisors. The team includes Founder & CEO Guillaume Decalf, Certified Financial Planner Lindsey Swanson, Financial Planner Smara Savoy (Series 65 licensed), and Financial Planner Nicolas Benit, each bringing decades of experience in wealth management and cross-border advisory work.

San Francisco, California

Keith Furuya - Financial Advisor at Farther is an investment advisory firm in San Francisco, California. Services include Financial Planning and Investment Management. The firm specializes in Estate Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

San Francisco, California

Tim McNeely, CFP®, CIMA®, CEPA® - Financial Advisor at Farther is an investment advisory firm in San Francisco, California. Services include Financial Planning and Investment Management. The firm specializes in Estate Planning. Its advisors hold CFP credentials. The office has a wheelchair-accessible entrance. The office is open daily.

San Francisco, California

Burkland Associates is a San Francisco-based fractional CFO and startup finance firm offering accounting, tax compliance, payroll, HR, and strategic financial services to venture-backed companies. The firm serves startups across sectors including SaaS, AI, fintech, biotech, healthcare, and clean energy, and works with companies at all stages from pre-seed through growth. Burkland integrates with major accounting platforms and structures engagements using fixed or hourly pricing models. The firm assigns each client a dedicated account lead and client success manager, with communication tailored to the service package selected.

San Francisco, California

Merissa Benitez Jackson - Financial Advisor at Farther is an investment advisory firm in San Francisco, California. The firm specializes in Estate Planning. The office has a wheelchair-accessible entrance. The office is open daily.

San Francisco, California

Anthony M. Thomas - Financial Advisor at Farther is an investment advisory firm in San Francisco, California. Services include Financial Planning and Investment Management. The firm specializes in Estate Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

San Francisco, California

NC Financial Group | San Francisco is an investment advisory firm in San Francisco, California. Services include Estate Planning, Financial Planning, Insurance Analysis, Investment Management, and Tax Planning. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 3.7-star rating from 6 Google reviews.

San Francisco, California

Wealth Script Advisors is a fee-only, fiduciary financial advisory firm in San Francisco specializing in financial planning and investment management for technology professionals. The firm addresses complex financial situations including equity compensation, stock options, concentrated positions, and tax optimization, working with a network of affiliated tax and legal specialists. Led by Alex Caswell (CFA, CFP, EA, former UC Berkeley professor) and supported by Dorene Marquet, the firm combines personalized service with institutional-grade wealth management capabilities tailored to tech sector clients seeking clarity around compensation structures and wealth accumulation.

San Francisco, California

Christine Thibodeaux, CFP® - Financial Advisor at Farther is an investment advisory firm in San Francisco, California. Services include Financial Planning and Investment Management. The firm specializes in Estate Planning. Its advisors hold CFP credentials. The office has a wheelchair-accessible entrance. The office is open five days a week.

San Francisco, California

Haven Wealth Management is a fiduciary financial planning firm in San Francisco offering comprehensive financial planning, retirement income planning, education planning, estate planning, and business succession services. The firm structures its client engagements around a four-point process focused on competence, coaching, convenience, and continuity, and coordinates with estate attorneys, CPAs, and insurance professionals. Services encompass protection planning, Social Security optimization, workplace benefits planning, and access to investment products including mutual funds, ETFs, stocks, bonds, and annuities, though legal and tax advice are provided through partner referrals.

San Francisco, California

Wealthspire is an investment advisory firm in San Francisco, California. Services include Financial Planning and Investment Management. The office is open five days a week.

San Francisco, California

Perigon Wealth Management is an independent registered investment advisor based in San Francisco offering financial planning and investment management services. The firm works with executives, business owners, individuals, families, athletes, entertainers, and organizations, providing guidance on areas such as tax planning, concentrated stock positions, education funding, charitable giving, estate planning, and life transitions. As an RIA, the firm states it selects investments based on clients' best interests and values alignment rather than product affiliation. The firm employs a three-step client process: get acquainted, create a financial roadmap, and align the portfolio.

San Francisco, California

Raymond Gin - Financial Advisor with the Focus Team at Farther is an investment advisory firm in San Francisco, California. Services include Financial Planning and Investment Management. The firm specializes in Estate Planning. The office has a wheelchair-accessible entrance. The office is open daily.

San Francisco, California

Kevin P. Roche, CFP® - Financial Advisor at Farther is an investment advisory firm in San Francisco, California. Services include Financial Planning and Investment Management. The firm specializes in Estate Planning. Its advisors hold CFP credentials. The office has a wheelchair-accessible entrance. The office is open five days a week.

San Jose, California

Insurance-Based

Qi Zhang, Financial Services Professional - New York Life is an insurance-based firm in San Jose, California. Services include Financial Planning and Insurance Analysis. The office has a wheelchair-accessible entrance. The office is open daily.

San Jose, California

Loan Factory - We Dare You to Compare is an investment advisory firm in San Jose, California. Services include Estate Planning. Advisory services are available in English, Chinese, Korean, Spanish, Tagalog, and Vietnamese. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 4,672 Google reviews.

San Jose, California

Beacon Pointe Advisors is an investment advisory firm in San Jose, California. Services include Financial Planning and Investment Management. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week.

San Jose, California

GMG Taxes, Insurance & Business Services is located in San Jose and offers tax planning and preparation along with insurance analysis for individuals and business owners. The firm provides customized tax strategies, retirement planning guidance, and investment consultation, with a focus on compliance and identifying deduction opportunities. The firm has earned a 5-star rating across 100 Google reviews.

San Jose, California

KOSHY P.GEORGE; CPA is an investment advisory firm in San Jose, California. Services include Tax Planning. Its advisors hold CPA credentials. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.6-star rating from 45 Google reviews.

San Jose, California

Silicon Valley Capital Partners is an advisory firm based in San Jose that uses Fidelity Investments as its custodian, providing clients access to Fidelity's account management tools, statements, and investor center locations. The firm emphasizes simplified financial guidance across education and risk management services.

San Jose, California

Insurance-Based

Henry Frazier III, Financial Advisor - Eagle Strategies is an insurance-based firm in San Jose, California. Services include Financial Planning and Insurance Analysis. The firm specializes in Retirement Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

San Jose, California

Sun Wealth Advisor of LPL Financial, based in San Jose, California, provides retirement planning, financial planning, investment management, estate planning, and insurance analysis services to individuals and families. The firm follows a three-step approach: clarifying client goals, developing personalized strategies, and providing ongoing adjustments as circumstances evolve. Insurance planning and retirement planning are key specialties, with a focus on helping clients build confidence in their long-term financial position.

San Jose, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in San Jose, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 2 Google reviews.

San Juan Capistrano, California

CD Financial is an investment advisory firm in San Juan Capistrano, California. Services include Financial Planning and Retirement Planning. Advisory services are available in English and Spanish. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open four days a week. It holds a 5-star rating from 1 Google review.

San Luis Obispo, California

San Luis Wealth Advisors is an independent wealth management firm in San Luis Obispo serving clients with at least $1 million in investable assets. The firm offers investment portfolio management, financial planning, estate planning, real estate investment consulting, and private equity guidance, operating on a fee-only basis for discretionary account management. The team includes CFP®-credentialed advisors with extensive experience in traditional investments, alternative assets, tax planning, and coordination with clients' other professional advisors. The firm takes a holistic approach addressing both asset and liability sides of a client's financial picture.

San Luis Obispo, California

Cerro Pacific Wealth Advisors is a registered investment advisor in San Luis Obispo serving automotive dealer principals and their reinsurance operations. The firm specializes in managing reinsurance reserve and surplus accounts, developing custom investment strategies aligned with investment policy statements, and handling personal asset and 401(k) plan management for dealership owners. The firm operates on a long-term investment approach focused on steady growth through liquid assets and provides ongoing account monitoring and reporting to clients, agents, and affiliated reinsurance companies.

San Luis Obispo, California

Corvus Wealth Advisors is an investment advisory firm in San Luis Obispo, California. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

San Marcos, California

1031 Capital Solutions, founded by Jason McMurtry and led by managing partners McMurtry (MBA) and Richard Gann (JD, California State Bar member since 1997), operates as a fiduciary investment advisor serving high-net-worth real estate investors in San Marcos, California. The firm provides fee-for-service advisory on 1031 exchanges, passive real estate investments, tax strategies, estate planning, and deal structuring, typically working with clients on transactions exceeding $10 million or involving complex ownership structures. The team includes Senior Vice President Jacob Driver, drawing on combined decades of experience across investment management, real estate brokerage, and legal practice. The firm holds Series 7, 63, and 65 securities registrations and operates under a fiduciary duty model rather than commission-based compensation.

San Marcos, California

Linnea Westlake Advisory, operating under Transworld Business Advisors, is a California-licensed business brokerage and M&A advisory firm based in San Marcos serving business owners throughout the state. The firm works with established, profitable companies across sectors including home services, commercial services, B2B services, healthcare, niche manufacturing, distribution, specialty trades, SaaS, and franchises to evaluate sale readiness, identify value drivers, and execute confidential transactions. Services include operational assessment, business valuation, buyer networking, and transaction facilitation, supported by the principal's operational business background and deal experience. The firm holds California Business Broker License #02028068.

San Rafael, California

Carson Wealth is an investment advisory firm in San Rafael, California. Services include Estate Planning, Financial Planning, and Retirement Planning. The firm specializes in Investment Management and Wealth Management. Its advisors hold CLU credentials. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4-star rating from 1 Google review.

San Rafael, California

Cohen Investment Management of Raymond James is an investment advisory firm in San Rafael, California. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Santa Barbara, California

Cerity Partners is an investment advisory firm in Santa Barbara, California. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 5 Google reviews.

Santa Barbara, California

Channel Wealth is a fee-only fiduciary wealth management firm based in Santa Barbara, California that provides investment management, retirement planning, and wealth management services. As a fiduciary, the firm is legally required to act in clients' best interests and does not earn commissions from product recommendations. The firm operates with a team-based approach to deliver financial guidance across its service offerings.

Santa Barbara, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Santa Barbara, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance.

Santa Barbara, California

Painted Porch Advisors provides financial planning and investment management services to clients in Santa Barbara, California. The firm offers a detailed planning process covering investments, retirement, insurance, estate, and tax matters, along with a data-driven investment approach and access to alternative investments for qualified investors. Prospective clients receive a complimentary comprehensive financial plan with unlimited revisions over six months, with no obligation to engage as a continuing client, and the firm donates $100 to charity for each plan completed.

Santa Barbara, California

Raymond James & Associates is an investment advisory firm in Santa Barbara, California. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Santa Barbara, California

California Wealth Advisors, based in Santa Barbara, offers investment management and financial planning services led by owner and CEO Kelley Slaught. The firm serves private clients using a proprietary four-pillar financial wealth process designed to assess goals, develop customized financial roadmaps, and address diverse planning needs through a team approach.

Santa Barbara, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Santa Barbara, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Santa Barbara, California

Davis Wealth Advisors of Raymond James is an investment advisory firm in Santa Barbara, California. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Santa Barbara, California

Montecito Capital Management is a fiduciary, fee-only registered investment advisory firm founded in 2004 with offices in Santa Barbara and Los Angeles. Led by Kip Lytel, CFA, the firm provides financial planning and investment management services, holding client assets in custody at Charles Schwab and employing a fee-based structure that declines with asset growth. The firm serves individuals and families with a minimum recommended investable asset level of $250,000, and its advisors hold credentials including CFA, CFP, and MBA degrees. The firm's advisory fees are structured approximately 30% below industry averages and operate under a transparent, conflict-free fiduciary model.

Santa Barbara, California

The AmeriFlex Group Santa Barbara is an investment advisory firm in Santa Barbara, California. Services include Financial Planning and Investment Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week.

Santa Clara, California

Altura Wealth Advisors is a Santa Clara-based financial planning firm offering retirement planning, investment management, and estate planning services. The firm is led by President James Rukstalis (CFP®, ChFC, CLU) and Senior Advisor Peter Bradshaw (CFP®), both licensed investment advisors and insurance professionals. The firm follows a three-phase approach—reviewing client circumstances, organizing a strategic plan, and developing a comprehensive financial report—and operates on a complimentary initial consultation model. Services include retirement income strategies, portfolio management, tax-efficient estate transfer planning, and specialized planning for government employees and federal retirement systems.

Santa Clarita, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Santa Clarita, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Santa Maria, California

Insurance-Based

Randy Giorgi, Financial Services Professional - New York Life is an insurance-based firm in Santa Maria, California. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Santa Maria, California

Bradley Johnson, Financial Advisor - Eagle Strategies is an investment advisory firm in Santa Maria, California. Services include Financial Planning. The firm specializes in Retirement Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Santa Monica, California

WellAcre Global Wealth Advisors is a Santa Monica-based financial planning firm led by founder Adam Scott, a CFP who provides investment management and retirement planning services. The firm uses a five-step engagement process beginning with a discovery meeting to identify client goals, followed by plan development, mutual commitment, organization of accounts, and ongoing progress reviews. Services encompass financial planning across investment, tax, estate, and insurance considerations, with the advisor serving as a personal chief financial officer to coordinate across the client's financial picture.

Santa Monica, California

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Santa Monica, California. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Santa Monica, California

Eddy Financial is a Santa Monica-based wealth management firm founded by Bob Eddy and led by President Andrew Eddy, both holding CFP and ChFC credentials. The firm provides financial planning and investment management services across retirement accounts, education funding, executive compensation arrangements, and multi-generational wealth strategies, operating as a fiduciary. Andrew and Bob Eddy work with clients through a structured three-step process that identifies comprehensive financial goals across multiple life categories. The firm holds multiple professional designations including CFP, ChFC, CLU, and AIF certifications.

Santa Monica, California

Fee-Only

WINDFALL FINANCIAL ADVISORS, Fee-Only, Fiduciary is an investment advisory firm in Santa Monica, California. It acts as a fiduciary. Services include Financial Planning and Investment Management. The firm specializes in Retirement Planning. Compensation is on a fee-only basis. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open daily. It holds a 5-star rating from 43 Google reviews.

Santa Rosa, California

Trent Wealth Management of LPL Financial, based in Santa Rosa, California, provides investment management and wealth planning services. The firm offers portfolio management, retirement planning, estate planning, and education planning assistance, with advisors holding the UniFi by CAIA certification in alternative investments. The team delivers personalized service and works directly with clients to understand their financial circumstances, goals, and risk tolerance.

Santa Rosa, California

Sanford Bressick is a financial advisor with Eagle Strategies LLC, a registered investment adviser and subsidiary of New York Life, serving clients in Santa Rosa, California. He offers financial planning and investment management services, with particular expertise in retirement planning and estate planning, drawing on over 40 years of experience in financial services. Eagle Strategies engages clients through a collaborative planning process that assesses their financial situation and develops customized strategies, supported by an internal team of financial planning consultants, specialists, and portfolio professionals.

Santa Rosa, California

Sonoma County Wealth Advisors is an investment advisory firm in Santa Rosa, California. Services include Financial Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 6 Google reviews.

Santa Rosa, California

Casey Barrett Financial & Insurance Services, based in Santa Rosa, offers financial planning and wealth management services led by principals Brian Barrett and Thomas Casey. Both advisors hold FINRA securities licenses (Series 7, 66, 63, and 6) and insurance certifications, with Barrett bringing over seven years of experience in financial advisory. The firm serves clients across various professions with particular emphasis on medical professionals, utilizing a data-driven planning process grounded in understanding each client's financial objectives and circumstances.

Santa Rosa, California

Cipolla Financial Advisors, based in Santa Rosa, California, provides estate planning, financial planning, retirement planning, and investment management services. The firm uses a three-meeting introductory process at no charge to evaluate fit before engagement, and structures advice around clients' stated goals and values. The practice emphasizes tax-reduction strategies and coordinates investment management with broader financial objectives, reassessing the plan as circumstances change.

Santa Rosa, California

Enspire Wealth Management, LLC is an investment advisory firm in Santa Rosa, California. Services include Financial Planning. The firm specializes in Investment Management and Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Santa Rosa, California

Fee-Based Independent RIA

Sonoma Wealth Advisors is an independent registered investment advisor in Santa Rosa offering financial planning, investment management, and tax advisory services on a fee-based model. The firm employs CFP® professionals and Accredited Investment Fiduciaries who work under a fiduciary standard, providing portfolio management, tax strategy analysis using proprietary tools, and insurance guidance aligned with clients' financial plans. The team incorporates Nobel Prize–framework risk analysis and serves Northern California families and individuals with comprehensive wealth management across investments, real estate, and business holdings.

Santa Rosa, California

Raymond James & Associates is an investment advisory firm in Santa Rosa, California. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Santa Rosa, California

Kobrin Financial & Insurance Services is a family-owned firm based in Santa Rosa, California, with more than 30 years of experience offering financial planning and retirement planning services. The firm works with clients to develop personalized financial strategies and employs risk assessment tools as part of its planning process.

Santa Rosa, California

Alpha Wealth Management & Planning is an independent financial services firm located in Santa Rosa, California, offering financial planning, investment management, and divorce financial analytics. The firm provides wealth management guidance and develops customized financial strategies for clients seeking to clarify their objectives and establish actionable plans.

Santa Rosa, California

Madson Wealth Advisors is a family-run firm in Santa Rosa, California, offering investment management, retirement planning, estate planning, and tax planning services. The firm is led by Maxwell Madson, a Chartered Financial Analyst, and serves a limited client base with an emphasis on personalized service built on more than 50 combined years of client service experience. The firm works with pre-retirees, retirees, and individuals managing sudden wealth from inheritances, property sales, or business sales, focusing on cash flow management and risk structuring.

Santa Rosa, California

Pardini Wulbrecht Financial Group of Raymond James is an investment advisory firm in Santa Rosa, California. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Santa Rosa, California

Insurance-Based

Harrison Saal, Financial Advisor - Three Groves Insurance and Financial Services LLC is an insurance-based firm in Santa Rosa, California. Services include Financial Planning and Insurance Analysis. The firm specializes in Retirement Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open daily.

Santa Rosa, California

Apex Private Wealth Advisors is an investment advisory firm in Santa Rosa, California. The office has a wheelchair-accessible entrance. The office is open five days a week.

Selma, California

Garnica & Co is an investment advisory firm in Selma, California. Advisory services are available in English and Spanish. It holds a 5-star rating from 4 Google reviews.

Sherman Oaks, California

Premier Financial Consultants is an investment advisory firm in Sherman Oaks, California. Services include Financial Planning, Investment Management, and Tax Planning. Advisory services are available in English and Spanish. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 9 Google reviews.

Solana Beach, California

Fee-Only

Blankinship & Foster is a fee-only fiduciary firm in Solana Beach, California offering financial planning and investment management with a focus on retirement income, tax planning, estate planning, and charitable giving strategies. The firm serves individuals with $1 million or more in investable assets who are approaching or in retirement, and employs a structured planning approach that includes multi-year cash flow modeling, Social Security optimization, and coordination with other professional advisors. As an SEC-registered firm accepting no commissions, Blankinship & Foster integrates tax, estate, and philanthropic considerations into a unified wealth management service delivered by its experienced advisory team.

Sonoma, California

Fee-Based Independent RIA

Sonoma Wealth Advisors is an independent RIA in Sonoma, California offering financial planning, investment management, and tax advisory services. The firm employs CFP® professionals and Accredited Investment Fiduciaries who operate under a fiduciary standard, managing client portfolios in alignment with documented financial plans while providing guidance on investments, real estate, and business holdings. The team includes in-house tax professionals who analyze tax situations and identify efficiency strategies using industry tools. The firm also offers insurance guidance as part of comprehensive wealth planning and has been recognized by SmartAsset, AdvisorHub, and Financial Advisor Magazine.

Sonora, California

Wirehouse

Edward Jones - Financial Advisor: Jordan R Sergent is a wirehouse firm in Sonora, California. The firm specializes in Retirement Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

South San Francisco, California

Wealth Enhancement Group is an investment advisory firm in South San Francisco, California. Services include Financial Planning and Investment Management. Advisory services are available in English and Chinese. The office has a wheelchair-accessible entrance. The office is open five days a week.

St Helena, California

Wealth Enhancement Group is an investment advisory firm in St Helena, California. Services include Financial Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

St Helena, California

Visionary Insight is a consulting firm based in Saint Helena, California, led by David, who brings nearly three decades of executive-level finance and accounting experience plus over twenty years of solo practice. The firm offers consulting services in finance, accounting, business strategy, and Internet marketing, emphasizing current industry knowledge and problem-solving across multiple business domains.

Stockton, California

SL Financial Group is an independent financial consulting firm based in Stockton, California that provides insurance analysis and financial advisory services. The firm works with clients to address insurance and financial planning needs by leveraging relationships with various brokerage firms and insurance providers to develop customized recommendations. At least one advisor holds the Chartered Financial Consultant (CHFC) and Certified Exit Planning Advisor (CEPA) credentials. The firm structures its recommendations around each client's individual circumstances rather than promoting proprietary products.

Stockton, California

Goldstrand Planning Group is a wealth management firm in Stockton, California serving closely held and family-owned businesses and their owners. The firm provides insurance analysis and investment management alongside broader financial planning services designed to help business owners and families create and protect personal wealth. Their approach involves discussing client goals and circumstances, identifying obstacles, and implementing solutions to streamline financial complexity and enhance long-term security.

Temecula, California

La Pointe Wealth Advisors is an investment advisory firm in Temecula, California. Services include Financial Planning. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 5 Google reviews.

Temecula, California

Independent RIA

Team Wealth & Tax Advisors is an independent ria firm in Temecula, California. Services include Financial Planning, Investment Management, and Tax Planning. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 15 Google reviews.

Thousand Oaks, California

Wealth Enhancement Group is an investment advisory firm in Thousand Oaks, California. Services include Financial Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Thousand Oaks, California

Mitch Rosenberg operates MDR Insurance & Financial Services in Thousand Oaks, California, offering financial planning services. He holds the CFP, CLU, ChFC, and AEP designations along with a Master of Science in Financial Services and CPA credentials. As a Member Agent of The Nautilus Group through New York Life and an Eagle Elite Advisor, Rosenberg serves clients through a high-touch service model. His team includes Associate Financial Advisor Daniel Lopez, who holds Series 7 and Series 66 certifications, and office manager Teresa Romero.

Truckee, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Truckee, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. The office has a wheelchair-accessible entrance.

Turlock, California

Integral Wealth Management is a Registered Investment Adviser in Turlock, California, offering financial planning and investment management services. The firm's team includes five advisors holding CFP® and CFA designations, and the firm states it acts in clients' best interests and emphasizes clear communication about financial concepts.

Ukiah, California

LPL Financial is an investment advisory firm in Ukiah, California. Services include Financial Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.

Vacaville, California

Stars & Sand Financial is a faith-based advisory firm in Vacaville, California, led by two CERTIFIED FINANCIAL PLANNER™ professionals with Certified Kingdom Advisor® credentials who have over 30 years of combined experience. The firm provides comprehensive financial planning—including investment strategy, retirement, tax, generosity, and legacy planning—with biblically responsible investing through a partnership with Inspire Advisors, and conducts planning reviews and ongoing guidance through a three-stage process (Discover, Plan, Journey). The principals serve individuals, families, small business owners, churches, and ministries seeking to align their finances with Christian values.

Vacaville, California

MDG Legacy Advisors, Inc. is an investment advisory firm in Vacaville, California. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Valencia, California

Halbert Hargrove Valencia is an investment advisory firm in Valencia, California. Services include Financial Planning, Investment Management, and Retirement Planning. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Ventura, California

Legacy One Financial, LPL Financial - Gaea Rae Dawn is an investment advisory firm in Ventura, California. Services include Financial Planning and Insurance Analysis. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 34 Google reviews.

Victorville, California

American Freedom | Wealth Management & Asset Protection is an investment advisory firm in Victorville, California. Services include Financial Planning and Insurance Analysis. The firm specializes in Insurance Planning. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 9 Google reviews.

Walnut Creek, California

Dennis Goins & Associates, based in Walnut Creek, California, provides investment planning, retirement planning, and estate conservation services through Cambridge Investment Research, Inc. Founder Dennis Goins holds an MBA from Tennessee State University, a B.S.B.A. from University of Tennessee–Knoxville, and the ChFC® and RICP® designations from The American College. The firm was established in 1992 and works with investors across different backgrounds and life stages, from first-time investors to those approaching or in retirement, developing strategies tailored to individual circumstances and risk tolerance.

Walnut Creek, California

Independent RIA

Burton Enright Welch is an independent ria firm in Walnut Creek, California. Services include Financial Planning and Investment Management. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 12 Google reviews.

Walnut Creek, California

Ginsberg Financial Strategies is an investment advisory firm in Walnut Creek, California. Services include Financial Planning and Investment Management. Service options include onsite meetings and online appointment booking. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4.4-star rating from 23 Google reviews.

West Covina, California

Trilogy Financial Services provides financial planning, investment management, and retirement planning services with a focus on retirement strategies and life planning. The firm operates through a team-based advisory model that emphasizes personalized, data-driven planning and ongoing financial coaching, offering clients access to a secure portal for document management and account consolidation. Advisors work with clients across multiple life stages to address retirement readiness, Social Security timing, insurance needs, college savings, and other financial decisions. The firm maintains multiple locations and offers both in-person and virtual consulting options.

West Covina, California

Regal Financial Group, led by advisor Carlos Guzman in West Covina, California, provides investment management and retirement planning services. The firm follows a three-step process of discovery, recommendation, and implementation, working with investors across various profiles. With over two decades of experience, the practice emphasizes personalized client relationships and proactive strategy adjustment in response to life changes and market conditions.

West Covina, California

Strategic Fortune Wealth Management provides investment management and wealth management services to individuals, families, and business owners in the Greater Los Angeles area. The firm employs a holistic planning approach that incorporates client values and priorities into personalized financial strategies, supported by planning software tools and collaborative partnerships with legal and financial specialists. The team emphasizes diverse backgrounds and transparent, client-centered guidance as core differentiators in its service model.

Westlake Village, California

Sherwood Financial Partners is a registered investment advisor in Westlake Village, California, founded by Hannah and Matt. The firm provides financial planning, investment management, estate counseling and wealth transfer, and tax strategy services on a fee-only basis (hourly rates ranging from $250–$500 depending on service and client type), with no commission revenue. As a fiduciary, the firm works with clients to align investments with their goals, timeline, and risk tolerance while addressing estate planning needs.

Westlake Village, California

Shidoosh Wealth Management LLC is an independent, fiduciary-driven advisory firm in Westlake Village serving individuals, families, and business owners across California and neighboring states. Founded in 1995, the firm offers investment management, financial planning, retirement planning, estate planning coordination, tax-efficient portfolio strategies, and insurance analysis, with a disciplined approach centered on asset allocation and ongoing portfolio rebalancing. David Shidoosh, the President and CEO with over 31 years of experience, holds the Chartered Retirement Planning Specialist and Chartered Mutual Fund Counselor designations and is a member of the CFA Institute, with investment advisor registration in multiple states.

Whittier, California

Independent RIA

Integrity Independent Financial & Insurance Services is a registered investment advisor based in Whittier, California, founded in 2008 to provide financial planning and risk management services to individuals, couples, and business owners. The firm develops customized planning strategies focused on wealth creation, accumulation, and protection across areas including retirement, insurance, estate planning, and tax strategy. As an independent RIA, it operates without commission conflicts and emphasizes long-term client relationships as central to its practice.

Whittier, California

Modern Woodmen Fraternal Financial is an investment advisory firm in Whittier, California. The office has a wheelchair-accessible entrance. The office is open six days a week, including Saturdays.

Willits, California

Insurance-Based

Northwestern Mutual is an insurance-based firm in Willits, California. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. Appointments are recommended. The office has a wheelchair-accessible entrance. It holds a 5-star rating from 1 Google review.

Willits, California

NC Financial Group | Willits is an investment advisory firm in Willits, California. Services include Estate Planning, Financial Planning, Insurance Analysis, and Tax Planning. Service options include onsite meetings. The office has a wheelchair-accessible entrance. The office is open five days a week.

Yuba City, California

Shaw & Associates is an investment advisory firm in Yuba City, California. Services include Financial Planning, Investment Management, and Tax Planning. The firm specializes in Tax Strategy and Wealth Management. The office has a wheelchair-accessible entrance. The office is open six days a week, including Saturdays. It holds a 4.3-star rating from 22 Google reviews.

Yuba City, California

Sean Andersen is a licensed financial professional in Yuba City who offers financial planning, insurance analysis, and retirement planning services for families and business owners. His firm, Aligned Insurance And Financial Solutions, emphasizes ongoing communication through monthly check-ins and personalized strategy development that accounts for clients' evolving life circumstances and financial goals. The team, supported by office manager Maria, handles client onboarding, applications, underwriting, and company transfers as part of their service model.

Yuba City, California

Core Financial Group is an investment advisory firm in Yuba City, California. It acts as a fiduciary. Services include Estate Planning, Financial Planning, Investment Management, and Retirement Planning. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4-star rating from 9 Google reviews.