Rhode Island offers Social Security tax exemptions for qualifying residents and has been reducing its income tax rates. Providence and Newport host most of the state's advisory firms. Rhode Island advisors specialize in estate planning (the state has its own estate tax), retirement income planning for the state's healthcare and education sectors, and wealth management for the state's yachting and coastal communities. Many advisors also serve clients with connections to nearby Boston and Connecticut.
Bristol, Rhode Island
WealthMax Financial Group operates from Bristol, Rhode Island, offering financial planning and investment management services. The firm holds a 5-star rating based on 50 Google reviews.
View detailsEast Greenwich, Rhode Island
Lincoln Capital Corporation is an investment advisory firm based in East Greenwich, Rhode Island. The firm provides financial planning and investment management services to clients. English is the primary language of service.
View detailsGreenville, Rhode Island
Fee-Based
Loring Advisory Group is a fee-based firm in Greenville, Rhode Island, offering financial planning, insurance analysis, investment management, and retirement planning services. The team holds CFP credentials and works with clients in English.
View detailsLincoln, Rhode Island
Fee-Based Independent RIA
SOWA Financial Group Inc is an independent RIA located in Lincoln, Rhode Island, offering financial planning and investment management on a fee-based structure. The firm specializes in investment management services for clients seeking professional portfolio guidance.
View detailsMiddletown, Rhode Island
James Crosson, an advisor affiliated with LPL Financial in Middletown, Rhode Island, provides financial planning and insurance analysis services. LPL Financial is a broker-dealer and registered investment advisor. English is spoken. Contact the office directly for information on fee structure and available services.
View detailsMiddletown, Rhode Island
Newport Financial, based in Middletown, Rhode Island, provides financial planning, insurance analysis, and investment management services. The firm specializes in insurance planning and conducts financial planning and insurance analysis for clients. Services are offered in English.
View detailsNewport, Rhode Island
Newport Private Wealth is based in Newport, Rhode Island and operates as a private wealth advisory firm. The firm serves English-speaking clients. Additional details about service offerings, fee arrangements, and team credentials are not currently available.
View detailsPortsmouth, Rhode Island
Newport Wealth Management, based in Portsmouth, Rhode Island, provides financial planning and investment management services. The firm specializes in wealth management and investment management for its clients.
View detailsProvidence, Rhode Island
Providence Financial Advisors, based in Providence, Rhode Island, provides retirement planning and investment management services. The firm offers investment management to clients seeking guidance on asset allocation and portfolio decisions. With a 5-star rating from 75 Google reviews, the firm maintains a visible local presence for Rhode Island residents.
View detailsProvidence, Rhode Island
Raymond James & Associates in Providence, Rhode Island provides retirement planning services with focus on small business owners. The firm's advisors hold the CLU (Chartered Life Underwriter) credential. Services are conducted in English.
View detailsProvidence, Rhode Island
Bullard Wealth Group of Raymond James is based in Providence, Rhode Island and specializes in retirement planning and small business advisory services. The team includes advisors holding the CLU credential. English is spoken at the office.
View detailsWakefield, Rhode Island
Pegasus Financial Group is located in Wakefield, Rhode Island. The firm provides investment advisory services and conducts business in English.
View detailsWarwick, Rhode Island
Mike Capalbo - Financial Advisor operates in Warwick, Rhode Island and specializes in retirement planning and investment management. The firm also provides insurance analysis services. English is spoken.
View detailsWesterly, Rhode Island
Strategic Financial Services, based in Westerly, Rhode Island, provides estate planning, financial planning, and retirement planning services. The firm specializes in estate planning and retirement planning for its clients.
View detailsThis listing shows advisory firms with offices in Rhode Island. Each entry discloses its credentials, fee structure, and minimum account size. The table above is sortable; the city filter on the left narrows results; every firm links to its FINRA BrokerCheck and SEC IAPD record on the detail page.
If you're considering an advisor not on this list, the same verification applies: check their credentials, confirm fiduciary status in writing, and ask for the fee disclosure before you sign.