Rhode Island offers Social Security tax exemptions for qualifying residents and has been reducing its income tax rates. Providence and Newport host most of the state's advisory firms. Rhode Island advisors specialize in estate planning (the state has its own estate tax), retirement income planning for the state's healthcare and education sectors, and wealth management for the state's yachting and coastal communities. Many advisors also serve clients with connections to nearby Boston and Connecticut.
Bristol, Rhode Island
WealthMax Financial Group is a family office in Bristol, Rhode Island offering financial planning and investment management services. The firm focuses on retirement strategy development and legacy planning, working with clients to structure their finances around personal values and long-term objectives.
View detailsEast Greenwich, Rhode Island
Lincoln Capital Corporation is an investment advisory firm in East Greenwich, Rhode Island. Services include Financial Planning and Investment Management. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 4 Google reviews.
View detailsGreenville, Rhode Island
Fee-Based
Loring Advisory Group is an independent, fee-based financial advisory firm in Greenville, Rhode Island, founded in 1996 and led by Certified Financial Planners® including Jeff Loring, Colleen Farley, Nick Loring, and James W. Diamond (CLU®, ChFC®). The firm provides financial planning, investment management, retirement planning, estate planning, tax strategy, and small business owner services to clients across New England and the Northeast. Operating under a fee-based model, the firm emphasizes objective advice free of outside incentives and maintains a focus on understanding clients' values, goals, and complex financial situations through ongoing engagement and inquiry.
View detailsLincoln, Rhode Island
Fee-Based Independent RIA
SOWA Financial Group is an independent registered investment adviser in Lincoln, Rhode Island that provides financial planning and investment management on a fee-based basis. The firm is led by President Donna Sowa Allard, a CFP® and Accredited Investment Fiduciary®, along with team members Nathan Beauvais (CFP®, CIMA®, CPWA®) and Steven J. Beauvais. The firm serves individuals, executives, and small business owners, emphasizing a planning process that integrates personal values, goals, and life priorities alongside investment strategy.
View detailsMiddletown, Rhode Island
James Crosson operates a financial advisory practice in Middletown, Rhode Island, offering financial planning and insurance analysis services. With over 40 years of experience, he works with individuals, businesses, and nonprofits on planning around major life transitions including retirement, divorce, and significant asset changes. His team includes Isabel Bergantim and Sonia Crosson in client-facing roles.
View detailsMiddletown, Rhode Island
Newport Financial is an investment advisory firm in Middletown, Rhode Island. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning. The office has a wheelchair-accessible entrance. The office is open five days a week.
View detailsNewport, Rhode Island
Newport Private Wealth is a boutique financial advisory firm founded in 2023 and based in Newport, Rhode Island, with over $100 million in assets under management. The firm provides investment management, financial planning, and employer-sponsored retirement plan services to individuals, families, and businesses, using a process-based approach to asset allocation informed by external research. The team includes advisors with backgrounds in portfolio management, retirement planning, estate planning, and wealth preservation, holding Series 6, 7, and 66 licenses. Investment advisory services are offered through Cambridge Investment Research Advisors, Inc., a registered investment adviser.
View detailsPortsmouth, Rhode Island
Newport Wealth Management is an investment advisory firm in Portsmouth, Rhode Island. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 38 Google reviews.
View detailsProvidence, Rhode Island
Providence Financial Advisors is a registered investment advisor based in Providence, Rhode Island, with satellite offices in Wellesley and Walpole, Massachusetts. The firm offers actively managed investment portfolios across five risk levels and specializes in retirement planning and long-term financial strategy, operating under a fiduciary standard. Owner and Consultant David Allen holds credentials including APMA®, CRPC®, and CLTC®, and brings over 30 years of industry experience. Clients receive two annual advisor meetings, access to planning software available around the clock, and portfolio rebalancing adjusted three to five times yearly based on market conditions.
View detailsProvidence, Rhode Island
Raymond James & Associates is an investment advisory firm in Providence, Rhode Island. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.
View detailsProvidence, Rhode Island
Bullard Wealth Group of Raymond James is an investment advisory firm in Providence, Rhode Island. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance. It holds a 1-star rating from 1 Google review.
View detailsWakefield, Rhode Island
Pegasus Financial Group, based in Wakefield, Rhode Island, provides fee-based financial planning services with a particular focus on women investors seeking to build confidence and knowledge in their investment decisions. The firm's approach centers on personalized strategy development across wealth building, retirement planning, and life transitions, with a team model designed to deliver individualized attention from planning through execution and ongoing monitoring. Led by founder Donald F. Codori and Financial Director Laurence A. McHugh, the firm emphasizes proactive guidance, client education, and anticipating financial challenges to help clients work toward their stated goals.
View detailsWarwick, Rhode Island
Mike Capalbo - Financial Advisor is an investment advisory firm in Warwick, Rhode Island. Services include Insurance Analysis. The firm specializes in Retirement Planning and Investment Management. Service options include onsite meetings. The office is open five days a week. It holds a 5-star rating from 2 Google reviews.
View detailsWesterly, Rhode Island
Strategic Financial Services is an investment advisory firm in Westerly, Rhode Island. Services include Estate Planning, Financial Planning, and Retirement Planning. The office has a wheelchair-accessible entrance.
View detailsThis listing shows advisory firms with offices in Rhode Island. Each entry discloses its credentials, fee structure, and minimum account size. The table above is sortable; the city filter on the left narrows results; every firm links to its FINRA BrokerCheck and SEC IAPD record on the detail page.
If you're considering an advisor not on this list, the same verification applies: check their credentials, confirm fiduciary status in writing, and ask for the fee disclosure before you sign.