Fiduciary advisors in New Mexico

Alamogordo, New Mexico

Legacy Financial Partners is an independent financial advisory firm in Alamogordo, New Mexico, led by owner and Wealth Manager Remick Ham. The firm provides retirement planning, business succession planning, employee benefit strategy, and personal financial planning across life stages, operating through LPL Financial as its broker-dealer. It serves business owners and individuals without regard to asset level or background, emphasizing a consultative approach and local community involvement.

Albuquerque, New Mexico

United Capital Financial Advisors is an investment advisory firm in Albuquerque, New Mexico. Services include Financial Planning and Investment Management. The firm specializes in Retirement Planning. Service options include onsite meetings and online appointment booking. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 1-star rating from 1 Google review.

Albuquerque, New Mexico

Wealth Management Legacy Planning Group is an Albuquerque-based financial advisory firm with over 32 years of combined experience serving individuals, families, and small business owners in the area. The firm offers financial planning, investment management, tax planning, estate planning, and retirement planning services, with a focus on integrating these disciplines into coordinated strategies. The team includes advisors Angelo Burns, Melinda Martinez, and Larisa Holiday, who are registered representatives. The firm serves clients including employees of regional institutions such as UNM, NMSU, Texas Tech, and UTEP.

Albuquerque, New Mexico

CliftonLarsonAllen Wealth Advisors is an SEC-registered investment advisor in Albuquerque offering financial planning, investment management, and tax planning services. The firm serves business owners, family offices, individuals, and institutional clients through a team that includes CPAs, CFP® practitioners, and CFAs. CLA provides clients with an online dashboard for account access and portfolio reporting, along with exposure to alternative investments through various private investment portals. The firm coordinates tax, wealth, and estate planning strategies as part of its advisory approach.

Albuquerque, New Mexico

Peak Wealth Management is an Albuquerque-based firm founded in 2013 (originally as Waterway Wealth Management, rebranded in 2024) offering financial planning and investment management services. The firm's principals include David Michalk (ChFC®) and Michael Parrott (CFP®), and they serve clients across New Mexico with a focus on retirement planning, wealth management, estate planning, tax strategy, and business ownership matters. The practice emphasizes personalized portfolio management and integrated financial planning that addresses investments, taxes, insurance, and legacy considerations.

Albuquerque, New Mexico

Axcess Financial Group, based in Albuquerque and founded in 1996, provides insurance analysis, retirement planning, and investment advisory services to business clients. The firm is led by Managing Partners Mark Zapatka (ChFC, RICP, CPFA) and Jamie L. Cox (ChFC, CPFA), both with multi-decade industry experience, along with a team of securities-licensed professionals. The firm specializes in self-funded insurance design, employee benefit plan compliance, retirement plan strategies, and regulatory navigation across multiple markets.

Albuquerque, New Mexico

UMB Private Wealth Management Center in Albuquerque operates as an appointment-only location near the intersection of 4th Street West and Gold Avenue Southwest, offering portfolio management, private banking, and trust administration services. The center provides wealth management and investment services for individuals and institutions, backed by UMB Bank's broader commercial and consumer banking operations.

Albuquerque, New Mexico

Syndicus Financial, LLC, founded by Nicolas Baker in Albuquerque, New Mexico, provides financial planning services tailored to attorneys, particularly those in personal injury law and structured settlements. The firm employs a six-stage collaborative process—engagement, discovery, strategy development, presentation, implementation, and ongoing monitoring—to address clients' financial goals, practice growth, retirement planning, and legacy considerations. The firm commits to fiduciary standards and transparent fee disclosure in its investment advisory services, and integrates tax, risk management, and practice finance planning across clients' professional and personal financial lives.

Albuquerque, New Mexico

United Capital Financial Advisors - Garth Scrivner, CPA/PFS, CFP is an investment advisory firm in Albuquerque, New Mexico. Services include Financial Planning and Investment Management. The firm specializes in Retirement Planning. Its advisors hold CFP and CPA credentials. Appointments are recommended. The office has a wheelchair-accessible entrance. The office is open five days a week.

Albuquerque, New Mexico

Michael R. Rose Wealth Management is an Albuquerque-based financial advisory firm that provides financial planning and retirement planning services, operating under a fiduciary standard. The firm serves diverse clientele including engineers and STEM professionals, blue-collar workers, and individuals over age 50, using a forward-looking portfolio model with active management and periodic adjustments. As an LPL Financial Advisor, Rose conducts regular client meetings to review and adjust portfolios in response to market conditions and individual circumstances.

Albuquerque, New Mexico

Wealth Enhancement Group is an investment advisory firm in Albuquerque, New Mexico. Services include Financial Planning and Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 2 Google reviews.

Albuquerque, New Mexico

Vinod Mehta is a financial advisor with Eagle Strategies, a registered investment adviser and subsidiary of New York Life Insurance Company, based in Albuquerque, New Mexico. The firm provides financial planning and investment management services, with particular emphasis on retirement planning. Eagle Strategies employs a disciplined investment approach that considers clients' investment objectives, risk tolerance, and time horizons, drawing on a platform of external investment managers to develop customized solutions.

Albuquerque, New Mexico

Graceful Wealth is an investment advisory firm in Albuquerque, New Mexico. Services include Financial Planning and Investment Management. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 10 Google reviews.

Albuquerque, New Mexico

Hurst Capital Management, operating since 1994 in Albuquerque, New Mexico, constructs and manages investment portfolios based on each client's financial circumstances, risk tolerance, and time horizon. The firm provides portfolio monitoring and rebalancing, retirement income planning including coordination of IRAs and 401(k)s, and works with estate planning attorneys to align investment accounts with overall estate strategies. Services include tax-oriented withdrawal structuring and regular client communication regarding portfolio changes.

Albuquerque, New Mexico

Lakeridge Wealth Management, based in Albuquerque, New Mexico, offers financial planning and investment management services to individuals and families. The firm operates as a fiduciary and employs a team-based approach, with advisors holding credentials including CFP®, CFA, and MBA designations. The firm addresses retirement planning, investment strategy development, tax planning, and wealth transfer, tailoring approaches to each client's risk tolerance, time horizon, and financial objectives.

Carlsbad, New Mexico

BCO Wealth Management LLC is a financial planning firm based in Carlsbad, New Mexico that offers wealth management and investment management services. The firm addresses retirement planning, estate planning, education funding, tax-efficient investing strategies, risk management, and insurance guidance for individuals and families. Services span asset allocation, tax-loss harvesting, college savings planning, and coordination of life and disability insurance needs.

Farmington, New Mexico

Independent RIA

Aerial Wealth Advisors & Partners is an independent registered investment adviser in Farmington, New Mexico, led by Jim and Megan Sandbothe, that provides financial planning and asset management services acting in a fiduciary capacity. The firm serves retirees, business owners, high-net-worth individuals, and families, offering retirement planning, integrated personal and business financial strategies, and multi-generational wealth management. Securities and advisory services are offered through &Partners, LLC, a SEC-registered broker-dealer and investment adviser with FINRA/SIPC membership, utilizing Fidelity Investments as custodian.

Las Cruces, New Mexico

Carson Wealth is an investment advisory firm in Las Cruces, New Mexico. Services include Estate Planning, Financial Planning, and Retirement Planning. The firm specializes in Investment Management and Wealth Management. Its advisors hold CLU credentials. Advisory services are available in English and Spanish. Service options include onsite meetings and online appointment booking. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Los Alamos, New Mexico

Buffalo Financial Strategies is an independent investment advisor representative of LPL Financial operating in Los Alamos, New Mexico and Denver, Colorado, led by Zach J. Engraff (AWMA). The firm offers wealth management, retirement planning, college funding, estate planning, tax-efficient strategies, and insurance products, supported by interactive financial planning tools and a consolidated online portal for client account management. The practice emphasizes client education and understanding of financial concepts through personalized planning that accounts for individual risk tolerance and circumstances.

Roswell, New Mexico

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Roswell, New Mexico. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 2 Google reviews.

Santa Fe, New Mexico

Oxford Wealth Advisors, LLC is an investment advisory firm in Santa Fe, New Mexico. The office has a wheelchair-accessible entrance.

Santa Fe, New Mexico

Independent RIA

Thornburg Investment Management® is an independent ria firm in Santa Fe, New Mexico. Services include Investment Management. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 4-star rating from 9 Google reviews.

Santa Fe, New Mexico

Aric Vickrey - Raymond James is an investment advisory firm in Santa Fe, New Mexico. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Santa Fe, New Mexico

Raymond James & Associates is an investment advisory firm in Santa Fe, New Mexico. Services include Retirement Planning. The firm specializes in Small Business. Its advisors hold CLU credentials. The office has a wheelchair-accessible entrance.

Santa Fe, New Mexico

Savant Wealth Management - Financial Advisor: Donald D. Duncan is an investment advisory firm in Santa Fe, New Mexico. It acts as a fiduciary. Services include Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Santa Fe, New Mexico

Insurance-Based

Northwestern Mutual is an insurance-based firm in Santa Fe, New Mexico. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning and Wealth Management. The office has a wheelchair-accessible entrance.

Santa Fe, New Mexico

TSG Wealth Management operates in Santa Fe with a focus on investment management and estate planning services. The firm's leadership includes Mark Schulten (CFP®, Managing Partner) and Allen Schreiber (MBA, Partner). The firm has received recognition from Barron's and Forbes, including placement on Barron's Top 250 Private Wealth Management Teams (2025) and Forbes Best-in-State Wealth Management Teams (2026).