Fiduciary advisors in Chicago, IL

Chicago, Illinois

Fee-Only + Hourly

AMC Wealth Management is a fee-only fiduciary advisor based in Chicago that provides investment management and wealth planning services. The firm operates on an hourly fee structure with no minimum investment requirement, offering flexible engagement options including as-needed consultations and online financial planning starting at $25 per month. Advisors work remotely and meet with clients through in-person, phone, or video meetings. The firm is registered with Schwab as a custodian and addresses retirement planning, tax considerations, and estate-related matters.

Chicago, Illinois

Alan M. Gunn, Investment Management; Financial Solutions Advisory Group (FSAG) is an investment advisory firm in Chicago, Illinois. The firm specializes in Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week.

Chicago, Illinois

Apella Wealth is a financial advisory firm with principals and advisors holding CFP® and CPA credentials. The firm serves clients on investment management, retirement planning, education savings, and taxation matters, with stated expertise in values-based financial guidance and family wealth dynamics. The team includes Nick Levinson (CFP®, Senior Partner with experience since 1998), Tom Levinson (co-founder with background in family business advisory), Richard Backer (CPA, Senior Advisor), and Samantha Ngooi (CFP®, Investment Advisor Representative).

Chicago, Illinois

Caprock is a registered investment advisor and multi-family office based in Chicago's West Loop that provides investment management and wealth advisory services to ultra-high-net-worth individuals and families across the Midwest. The firm operates as an independent, fee-only advisor, deriving 100% of revenue directly from client fees to avoid conflicts of interest. Founded in 2005, Caprock constructs customized investment portfolios that integrate private and public market opportunities, including impact investing options, aligned with each family's specific objectives rather than standardized risk-based models. The firm has been recognized by Barron's Top 100 RIA Firms (2022–2025), Financial Advisor Magazine's America's Top RIA Firms (2023–2025), and other industry awards.

Chicago, Illinois

Lendway Capital Advisors structures merger and acquisition financing for business buyers in Chicago. Led by principal Jamie Lendway, who brings 13+ years of experience in business acquisition advising, the firm offers debt structuring analysis and pre-qualification from funding sources, typically provided same-day or next-day upon receipt of financial documents. The team works with government-guaranteed loan programs across most eligible industries and targets a 45-day close timeline from submission to funding completion.

Chicago, Illinois

Marathon Wealth Advisors is an independent, fiduciary financial advisory firm based in Chicago led by Founder and Principal Wealth Advisor Brandon Mull, who holds both CFA and CFP credentials and brings nearly two decades of experience in portfolio management and financial planning. The firm constructs customized institutional-quality investment portfolios and offers integrated financial services on a fee-only basis, with a team that includes operations leadership, legal and consulting expertise, and centralized investment support. Marathon combines traditional portfolio management with option-based strategies to address client-specific risks including market volatility, inflation, and tax exposure.

Chicago, Illinois

McAdam Financial, based in Chicago, provides financial planning, investment management, retirement planning, estate planning, and insurance analysis services. The firm is led by Phil Simonides, a CFP® with over 37 years of experience. McAdam, LLC operates as a registered investment advisor offering investment advisory services, while securities are offered through Madison Avenue Securities, LLC (FINRA/SIPC member), and insurance products are provided through McAdam Financial.

Chicago, Illinois

Wirehouse

Merrill Lynch Wealth Management is a wirehouse firm in Chicago, Illinois. Services include Financial Planning and Investment Management. The firm specializes in Wealth Management. The office has a wheelchair-accessible entrance. The office is open daily.

Chicago, Illinois

North Shore Wealth & Legacy is an investment advisory firm in Chicago, Illinois. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning. The office has a wheelchair-accessible entrance. The office is open daily.

Chicago, Illinois

Insurance-Based

Northwestern Mutual - Chicago is an insurance-based firm in Chicago, Illinois. Services include Financial Planning, Insurance Analysis, and Investment Management. The firm specializes in Insurance Planning. Appointments are required. The office has a wheelchair-accessible entrance. The office is open five days a week.

Chicago, Illinois

Paul D. Sippil & Associates is a Chicago-based retirement plan consulting firm founded in 2009 that specializes in analyzing 401(k) plan structures, fees, and service provider performance. The firm operates as a forensic 401(k) consultant, examining plan costs, services, and technology at a granular level using a proprietary database of Form 5500 filings from the Chicago area. Services include investment option selection, contribution optimization, fee transparency analysis, and service provider evaluation, with a stated philosophy of providing fee-based advisory rather than asset-based compensation. The firm emphasizes direct participant guidance on contribution levels, asset allocation, risk tolerance, and retirement income planning rather than investment selection alone.

Chicago, Illinois

Insurance-Based

Pujan Patel, Agent - New York Life is an insurance-based firm in Chicago, Illinois. Services include Financial Planning and Insurance Analysis. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 1 Google review.

Chicago, Illinois

RISE Investments is an investment advisory firm in Chicago, Illinois. Services include Investment Management. The office has a wheelchair-accessible entrance. The office is open five days a week. It holds a 5-star rating from 6 Google reviews.

Chicago, Illinois

Sterling Edge Financial is a fiduciary financial advisory firm based in Chicago that offers financial planning, investment management, and insurance analysis. The firm operates under a hybrid fee model, charging assets under management fees (ranging from 0.50% to 1.25% depending on account size) plus optional monthly subscription fees for planning services, and may recommend commission-based solutions for insurance and other specific products when appropriate. The firm's planning process addresses cash flows, benefits, insurance, investments, taxes, and estate planning, with ongoing adjustments as clients' circumstances change. Securities are offered through Cambridge Investment Research, Inc., and advisory services through Cambridge Investment Research Advisors, Inc., both FINRA/SIPC-registered entities.

Chicago, Illinois

Independent RIA

Terian Consulting Financial Solutions is an independent registered investment advisor in Chicago founded by Milton E. Brown, Jr., who brings over 20 years of financial services experience. The firm offers financial planning services centered on its proprietary Lifetime Income System, a three-step retirement planning process that addresses income generation, asset protection, and legacy planning. Services include comprehensive retirement asset analysis, tax-strategy identification, income optimization, and ongoing plan monitoring. The firm serves clients near or in retirement and operates on a personalized planning approach that incorporates the client's values and goals alongside financial analysis.

Chicago, Illinois

The Mather Group is a fiduciary financial advisory firm in Chicago offering financial planning, investment management, tax strategy, and estate planning services. The firm employs in-house CPAs and tax professionals and structures its engagements around a discovery process that identifies client goals and values, audits existing plans for gaps and inefficiencies, and integrates investments, tax strategies, and estate considerations into a coordinated approach. The firm conducts periodic reviews to adjust strategies as clients' circumstances and objectives change.

Chicago, Illinois

Vertera Financial is an independent financial advisory firm based in Chicago that serves individuals and families across various life stages, from those beginning their financial journey to those seeking ongoing partnership. Founded on principles of values-aligned guidance and client-first relationships, the firm offers financial planning, investment management, and advocacy services, with accounts custodied through Fidelity and operational support from Kestra Financial. Led by founder John Egan, a CFP® with over 25 years of experience at major firms including Charles Schwab and Fidelity Investments, Vertera works with clients nationwide through both in-person and virtual meetings, with no stated minimum investment requirement. The firm distinguishes itself as fully independent with no corporate agenda, offering both one-time planning engagements and ongoing advisory relationships tailored to individual circumstances.

Chicago, Illinois

YM TAX CPA is a Chicago-based accounting firm founded in 2015 that serves individuals and small businesses across the United States and internationally, offering tax preparation, bookkeeping, payroll processing, audit services, and IRS representation alongside strategic tax planning. The firm operates entirely virtually, allowing clients in any state to work remotely through secure document portals and video conferencing. Led by founder Yousha Makda and senior accountant Michael Grant, the practice specializes in technology, real estate, healthcare, and small business sectors, with particular focus on cash flow analysis and compliance for franchise owners and business proprietors. YM TAX CPA holds CPA credentials and maintains a 5-star rating based on 21 Google reviews.

Chicago, Illinois

Zhang Financial is a fee-only wealth management firm with over $8 billion in regulatory assets under management, based in Portage, Michigan with multiple office locations. The firm's principals are NAPFA members and the team includes in-house CPAs and licensed attorneys who coordinate investment management, tax planning, and legal services. Zhang Financial operates as a fiduciary with minimum investment requirements of $1,000,000 in Michigan and $2,000,000 outside Michigan, and received the 2022 Better Business Bureau Torch Award for Ethics.